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Wednesday 23 April 2008

Albert Einstein

Albert Einstein
I INTRODUCTION
Albert Einstein (1879-1955), German-born American physicist and Nobel laureate, best known as the creator of the special and general theories of relativity and for his bold hypothesis concerning the particle nature of light. He is perhaps the most well-known scientist of the 20th century.
Einstein was born in Ulm on March 14, 1879, and spent his youth in Munich, where his family owned a small shop that manufactured electric machinery. He did not talk until the age of three, but even as a youth he showed a brilliant curiosity about nature and an ability to understand difficult mathematical concepts. At the age of 12 he taught himself Euclidean geometry.
Einstein hated the dull regimentation and unimaginative spirit of school in Munich. When repeated business failure led the family to leave Germany for Milan, Italy, Einstein, who was then 15 years old, used the opportunity to withdraw from the school. He spent a year with his parents in Milan, and when it became clear that he would have to make his own way in the world, he finished secondary school in Aarau, Switzerland, and entered the Swiss Federal Institute of Technology in Zürich. Einstein did not enjoy the methods of instruction there. He often cut classes and used the time to study physics on his own or to play his beloved violin. He passed his examinations and graduated in 1900 by studying the notes of a classmate. His professors did not think highly of him and would not recommend him for a university position.
For two years Einstein worked as a tutor and substitute teacher. In 1902 he secured a position as an examiner in the Swiss patent office in Bern. In 1903 he married Mileva Marić, who had been his classmate at the polytechnic. They had two sons but eventually divorced. Einstein later remarried.
II EARLY SCIENTIFIC PUBLICATIONS
In 1905 Einstein received his doctorate from the University of Zürich for a theoretical dissertation on the dimensions of molecules, and he also published three theoretical papers of central importance to the development of 20th-century physics. In the first of these papers, on Brownian motion, he made significant predictions about the motion of particles that are randomly distributed in a fluid. These predictions were later confirmed by experiment.
The second paper, on the photoelectric effect, contained a revolutionary hypothesis concerning the nature of light. Einstein not only proposed that under certain circumstances light can be considered as consisting of particles, but he also hypothesized that the energy carried by any light particle, called a photon, is proportional to the frequency of the radiation. The formula for this is E = hν, where E is the energy of the radiation, h is a universal constant known as Planck’s constant, and ν is the frequency of the radiation. This proposal—that the energy contained within a light beam is transferred in individual units, or quanta—contradicted a hundred-year-old tradition of considering light energy a manifestation of continuous processes. Virtually no one accepted Einstein’s proposal. In fact, when the American physicist Robert Andrews Millikan experimentally confirmed the theory almost a decade later, he was surprised and somewhat disquieted by the outcome.
Einstein, whose prime concern was to understand the nature of electromagnetic radiation, subsequently urged the development of a theory that would be a fusion of the wave and particle models for light. Again, very few physicists understood or were sympathetic to these ideas.
III EINSTEIN’S SPECIAL THEORY OF RELATIVITY
Einstein’s third major paper in 1905, “On the Electrodynamics of Moving Bodies,” contained what became known as the special theory of relativity. Since the time of the English mathematician and physicist Sir Isaac Newton, natural philosophers (as physicists and chemists were known) had been trying to understand the nature of matter and radiation, and how they interacted in some unified world picture. The position that mechanical laws are fundamental has become known as the mechanical world view, and the position that electrical laws are fundamental has become known as the electromagnetic world view. Neither approach, however, is capable of providing a consistent explanation for the way radiation (light, for example) and matter interact when viewed from different inertial frames of reference, that is, an interaction viewed simultaneously by an observer at rest and an observer moving at uniform speed.
In the spring of 1905, after considering these problems for ten years, Einstein realized that the crux of the problem lay not in a theory of matter but in a theory of measurement. At the heart of his special theory of relativity was the realization that all measurements of time and space depend on judgments as to whether two distant events occur simultaneously. This led him to develop a theory based on two postulates: the principle of relativity, that physical laws are the same in all inertial reference systems, and the principle of the invariance of the speed of light, that the speed of light in a vacuum is a universal constant. He was thus able to provide a consistent and correct description of physical events in different inertial frames of reference without making special assumptions about the nature of matter or radiation, or how they interact. Virtually no one understood Einstein’s argument.
IV EARLY REACTIONS TO EINSTEIN
The difficulty that others had with Einstein’s work was not because it was too mathematically complex or technically obscure; the problem resulted, rather, from Einstein’s beliefs about the nature of good theories and the relationship between experiment and theory. Although he maintained that the only source of knowledge is experience, he also believed that scientific theories are the free creations of a finely tuned physical intuition and that the premises on which theories are based cannot be connected logically to experiment. A good theory, therefore, is one in which a minimum number of postulates is required to account for the physical evidence. This sparseness of postulates, a feature of all Einstein’s work, was what made his work so difficult for colleagues to comprehend, let alone support.
Einstein did have important supporters, however. His chief early patron was the German physicist Max Planck. Einstein remained at the patent office for four years after his star began to rise within the physics community. He then moved rapidly upward in the German-speaking academic world; his first academic appointment was in 1909 at the University of Zürich. In 1911 he moved to the German-speaking university at Prague, and in 1912 he returned to the Swiss National Polytechnic in Zürich. Finally, in 1914, he was appointed director of the Kaiser Wilhelm Institute for Physics in Berlin.
V THE GENERAL THEORY OF RELATIVITY
Even before he left the patent office in 1907, Einstein began work on extending and generalizing the theory of relativity to all coordinate systems. He began by enunciating the principle of equivalence, a postulate that gravitational fields are equivalent to accelerations of the frame of reference. For example, people in a moving elevator cannot, in principle, decide whether the force that acts on them is caused by gravitation or by a constant acceleration of the elevator. The full general theory of relativity was not published until 1916. In this theory the interactions of bodies, which heretofore had been ascribed to gravitational forces, are explained as the influence of bodies on the geometry of space-time (four-dimensional space, a mathematical abstraction, having the three dimensions from Euclidean space and time as the fourth dimension).
On the basis of the general theory of relativity, Einstein accounted for the previously unexplained variations in the orbital motion of the planets and predicted the bending of starlight in the vicinity of a massive body such as the sun. The confirmation of this latter phenomenon during an eclipse of the sun in 1919 became a media event, and Einstein’s fame spread worldwide.
For the rest of his life Einstein devoted considerable time to generalizing his theory even more. His last effort, the unified field theory, which was not entirely successful, was an attempt to understand all physical interactions—including electromagnetic interactions and weak and strong interactions—in terms of the modification of the geometry of space-time between interacting entities.
Most of Einstein’s colleagues felt that these efforts were misguided. Between 1915 and 1930 the mainstream of physics was in developing a new conception of the fundamental character of matter, known as quantum theory. This theory contained the feature of wave-particle duality (light exhibits the properties of a particle, as well as of a wave) that Einstein had earlier urged as necessary, as well as the uncertainty principle, which states that precision in measuring processes is limited. Additionally, it contained a novel rejection, at a fundamental level, of the notion of strict causality. Einstein, however, would not accept such notions and remained a critic of these developments until the end of his life. “God,” Einstein once said, “does not play dice with the world.”
VI WORLD CITIZEN
After 1919, Einstein became internationally renowned. He accrued honors and awards, including the Nobel Prize in physics in 1921, from various world scientific societies. His visit to any part of the world became a national event; photographers and reporters followed him everywhere. While regretting his loss of privacy, Einstein capitalized on his fame to further his own political and social views.
The two social movements that received his full support were pacifism and Zionism. During World War I he was one of a handful of German academics willing to publicly decry Germany’s involvement in the war. After the war his continued public support of pacifist and Zionist goals made him the target of vicious attacks by anti-Semitic and right-wing elements in Germany. Even his scientific theories were publicly ridiculed, especially the theory of relativity.
When Hitler came to power, Einstein immediately decided to leave Germany for the United States. He took a position at the Institute for Advanced Study at Princeton, New Jersey. While continuing his efforts on behalf of world Zionism, Einstein renounced his former pacifist stand in the face of the awesome threat to humankind posed by the Nazi regime in Germany.
In 1939 Einstein collaborated with several other physicists in writing a letter to President Franklin D. Roosevelt, pointing out the possibility of making an atomic bomb and the likelihood that the German government was embarking on such a course. The letter, which bore only Einstein’s signature, helped lend urgency to efforts in the U.S. to build the atomic bomb, but Einstein himself played no role in the work and knew nothing about it at the time.
After the war, Einstein was active in the cause of international disarmament and world government. He continued his active support of Zionism but declined the offer made by leaders of the state of Israel to become president of that country. In the U.S. during the late 1940s and early ‘50s he spoke out on the need for the nation’s intellectuals to make any sacrifice necessary to preserve political freedom. Einstein died in Princeton on April 18, 1955.
Einstein’s efforts in behalf of social causes have sometimes been viewed as unrealistic. In fact, his proposals were always carefully thought out. Like his scientific theories, they were motivated by sound intuition based on a shrewd and careful assessment of evidence and observation. Although Einstein gave much of himself to political and social causes, science always came first, because, he often said, only the discovery of the nature of the universe would have lasting meaning. His writings include Relativity: The Special and General Theory (1916); About Zionism (1931); Builders of the Universe (1932); Why War? (1933), with Sigmund Freud; The World as I See It (1934); The Evolution of Physics (1938), with the Polish physicist Leopold Infeld; and Out of My Later Years (1950). Einstein’s collected papers are being published in a multivolume work, beginning in 1987.

Charles Darwin

Charles Darwin
I INTRODUCTION
Charles Darwin (1809-1882), British scientist, who laid the foundation of modern evolutionary theory with his concept of the development of all forms of life through the slow-working process of natural selection. His work was of major influence on the life and earth sciences and on modern thought in general.
Born in Shrewsbury, Shropshire, England, on February 12, 1809, Darwin was the fifth child of a wealthy and sophisticated English family. His maternal grandfather was the successful china and pottery entrepreneur Josiah Wedgwood; his paternal grandfather was the well-known 18th-century physician and savant Erasmus Darwin. After graduating from the elite school at Shrewsbury in 1825, young Darwin went to the University of Edinburgh to study medicine. In 1827 he dropped out of medical school and entered the University of Cambridge, in preparation for becoming a clergyman of the Church of England. There he met two stellar figures: Adam Sedgwick, a geologist, and John Stevens Henslow, a naturalist. Henslow not only helped build Darwin’s self-confidence but also taught his student to be a meticulous and painstaking observer of natural phenomena and collector of specimens. After graduating from Cambridge in 1831, the 22-year-old Darwin was taken aboard the English survey ship HMS Beagle, largely on Henslow’s recommendation, as an unpaid naturalist on a scientific expedition around the world.
II VOYAGE OF THE BEAGLE
Darwin’s job as naturalist aboard the Beagle gave him the opportunity to observe the various geological formations found on different continents and islands along the way, as well as a huge variety of fossils and living organisms. In his geological observations, Darwin was most impressed with the effect that natural forces had on shaping the earth’s surface.
At the time, most geologists adhered to the so-called catastrophist theory that the earth had experienced a succession of creations of animal and plant life, and that each creation had been destroyed by a sudden catastrophe, such as an upheaval or convulsion of the earth’s surface (see Geology: History of Geology: Geology in the 18th and 19th Centuries). According to this theory, the most recent catastrophe, Noah’s flood, wiped away all life except those forms taken into the ark. The rest were visible only in the form of fossils. In the view of the catastrophists, species were individually created and immutable, that is, unchangeable for all time.
The catastrophist viewpoint (but not the immutability of species) was challenged by the English geologist Sir Charles Lyell in his three-volume work Principles of Geology (1830-1833). Lyell maintained that the earth’s surface is undergoing constant change, the result of natural forces operating uniformly over long periods.
Aboard the Beagle, Darwin found himself fitting many of his observations into Lyell’s general uniformitarian view. Beyond that, however, he realized that some of his own observations of fossils and living plants and animals cast doubt on the Lyell-supported view that species were specially created. He noted, for example, that certain fossils of supposedly extinct species closely resembled living species in the same geographical area. In the Galápagos Islands, off the coast of Ecuador, he also observed that each island supported its own form of tortoise, mockingbird, and finch; the various forms were closely related but differed in structure and eating habits from island to island. Both observations raised the question, for Darwin, of possible links between distinct but similar species.
III THEORY OF NATURAL SELECTION
After returning to England in 1836, Darwin began recording his ideas about changeability of species in his Notebooks on the Transmutation of Species. Darwin’s explanation for how organisms evolved was brought into sharp focus after he read An Essay on the Principle of Population (1798), by the British economist Thomas Robert Malthus, who explained how human populations remain in balance. Malthus argued that any increase in the availability of food for basic human survival could not match the geometrical rate of population growth. The latter, therefore, had to be checked by natural limitations such as famine and disease, or by social actions such as war.
Darwin immediately applied Malthus’s argument to animals and plants, and by 1838 he had arrived at a sketch of a theory of evolution through natural selection (see Species and Speciation). For the next two decades he worked on his theory and other natural history projects. (Darwin was independently wealthy and never had to earn an income.) In 1839 he married his first cousin, Emma Wedgwood, and soon after, moved to a small estate, Down House, outside London. There he and his wife had ten children, three of whom died in infancy.
Darwin’s theory was first announced in 1858 in a paper presented at the same time as one by Alfred Russel Wallace, a young naturalist who had come independently to the theory of natural selection. Darwin’s complete theory was published in 1859, in On the Origin of Species. Often referred to as the “book that shook the world,” the Origin sold out on the first day of publication and subsequently went through six editions.
Darwin’s theory of evolution by natural selection is essentially that, because of the food-supply problem described by Malthus, the young born to any species intensely compete for survival. Those young that survive to produce the next generation tend to embody favorable natural variations (however slight the advantage may be)—the process of natural selection—and these variations are passed on by heredity. Therefore, each generation will improve adaptively over the preceding generations, and this gradual and continuous process is the source of the evolution of species. Natural selection is only part of Darwin’s vast conceptual scheme; he also introduced the concept that all related organisms are descended from common ancestors. Moreover, he provided additional support for the older concept that the earth itself is not static but evolving.
IV REACTIONS TO THE THEORY
The reaction to the Origin was immediate. Some biologists argued that Darwin could not prove his hypothesis. Others criticized Darwin’s concept of variation, arguing that he could explain neither the origin of variations nor how they were passed to succeeding generations. This particular scientific objection was not answered until the birth of modern genetics in the early 20th century (see Heredity; Mendel’s Laws). In fact, many scientists continued to express doubts for the following 50 to 80 years. The most publicized attacks on Darwin’s ideas, however, came not from scientists but from religious opponents. The thought that living things had evolved by natural processes denied the special creation of humankind and seemed to place humanity on a plane with the animals; both of these ideas were serious contradictions to orthodox theological opinion.
V LATER YEARS
Darwin spent the rest of his life expanding on different aspects of problems raised in the Origin. His later books—including The Variation of Animals and Plants Under Domestication (1868), The Descent of Man (1871), and The Expression of the Emotions in Man and Animals (1872)—were detailed expositions of topics that had been confined to small sections of the Origin. The importance of his work was well recognized by his contemporaries; Darwin was elected to the Royal Society (1839) and the French Academy of Sciences (1878). He was also honored by burial in Westminster Abbey after he died in Downe, Kent, on April 19, 1882.
See also Evolution.

Christopher Columbus

Christopher Columbus
I INTRODUCTION
Christopher Columbus (1451-1506), Italian Spanish navigator who sailed west across the Atlantic Ocean in search of a route to Asia but achieved fame by making landfall in the Americas instead.
On October 12, 1492, two worlds unknown to each other met for the first time on a small island in the Caribbean Sea. While on a voyage for Spain in search of a direct sea route from Europe to Asia, Christopher Columbus unintentionally discovered the Americas. However, in four separate voyages to the Caribbean from 1492 to 1504, he remained convinced that he had found the lands that Marco Polo reached in his overland travels to China at the end of the 13th century. To Columbus it was only a matter of time before a passage was found through the Caribbean islands to the fabled cities of Asia.
Columbus was not the first European to reach the Americas—Vikings from Scandinavia had briefly settled on the North American coast, in what is now Newfoundland and Labrador, Canada, in the late 10th or early 11th century. However, Columbus’s explorations had a profound impact on the world. They led directly to the opening of the western hemisphere to European colonization; to large-scale exchanges of plants, animals, cultures, and ideas between the two worlds; and, on a darker note, to the deaths of millions of indigenous American peoples from war, forced labor, and disease.
II EUROPE IN THE TIME OF COLUMBUS
Understanding Christopher Columbus is difficult without understanding the world into which he was born. The 15th century was a century of change, and many events that occurred during that time profoundly affected European society. Many of these events were driven by the centuries-long conflict between Christians and Muslims, followers of the religion known as Islam.
The event that had the most far-reaching effects on Europe in the 15th century was the fall of the city of Constantinople (modern İstanbul, Turkey) to the Muslim Ottoman Empire. Constantinople had been the capital of the Orthodox Christian Byzantine Empire for centuries, and it was an important center for trade between Europe and Asia. In 1453 the Ottoman Empire, which had already conquered much of southeastern Europe, captured the city, closing an important trade route from Europe to the east (see Ottoman Empire). European merchants could still buy Asian goods from Muslims in places such as Alexandria, Egypt. However, Europeans longed for a sea route to Asia that would allow them to bypass the Muslims and purchase Asian products directly. In addition, European princes and kings quickly realized that the first nation to find such a route could become very wealthy by monopolizing the highly profitable Asian trade.
The first European nation to begin actively seeking a sea route to Asia was Portugal. The Portuguese had already begun exploring Africa in the early 1400s, and in 1415 they invaded northern Africa and conquered the Muslim commercial center of Ceuta on the Strait of Gibraltar. This gained the Portuguese access to the lucrative African trade, which, until that time, had been dominated by the Muslims. Under the tutelage of Prince Henry the Navigator, who established a school for navigators in southern Portugal shortly after the Ceuta invasion, the Portuguese began exploring the western coast of Africa, hoping to find a route to the riches of Asia by going around the southern tip of the continent. Other nations, not wanting to be left behind, began sponsoring voyages of exploration as well. Into this world, full of the excitement of exploration and discovery, Christopher Columbus was born.
III CHILDHOOD AND EARLY YEARS
Biographical facts on Columbus vary from author to author. However, most scholars generally agree that he was born in the Italian port city of Genoa, on the Ligurian Sea (an arm of the Mediterranean Sea), between August 25 and October 31, 1451. His name in Italian was Cristoforo Colombo, which is translated into English as Christopher Columbus, into Spanish as Cristóbal Colón, and into Portuguese as Christovão Colom. Columbus used the Portuguese version of his name while in Portugal and the Spanish version after moving to Spain in 1485.
Columbus’s father was Domenico Colombo, a wool weaver who was also involved in local politics. His mother was Suzanna Fontanarossa, the daughter of a wool weaver. The eldest of five children, Christopher had three brothers—Bartholomew, Giovanni Pellegrino, and Giacomo—and one sister, Bianchinetta. The entire family moved to the nearby port city of Savona, west of Genoa, in 1470.
Although how much formal education Columbus received as a child is not known, the schools of Italian craft guilds (which Columbus, as the son of a wool weaver, would have attended) did offer a rudimentary level of reading and writing. As a boy, Christopher joined his father in the family business of wool processing and selling. He may have worked as a clerk in a Genoese bookshop as well. However, as did many other young men who grew up in a major seaport, Columbus soon began a life of seafaring.
A Early Seafaring Career
Beginning his seagoing career at age 14, Columbus served on various ships in various roles, including messenger, common sailor, and, perhaps, even as a 21-year-old privateer. Columbus’s son Ferdinand stated in History of the Life and Deeds of Christopher Columbus that in 1472 Columbus was given command of a ship on a privateering expedition to Tunis in northern Africa. In a lost letter, Columbus supposedly related to his son how René I, duke of the French province of Anjou, had commissioned Columbus to make a surprise attack on a large Spanish ship sailing off the coast of North Africa. Most historians doubt, however, that Columbus ever received command of the expedition.
Much more credible, though, is a subsequent expedition. In 1474 Columbus was hired as a sailor on a ship bound for the island of Khíos in the Aegean Sea, an arm of the eastern Mediterranean Sea. This was his first long voyage and must have proved profitable, because after spending a year on the island he was able to become economically independent from his family. This voyage also represents a great irony in the life of Columbus—the trip to this small island in the Aegean brought him the closest he would ever get to Asia.
On August 13, 1476, a Genoese commercial expedition of five ships bound for England gave Columbus his first opportunity to leave the Mediterranean Sea and sail into the Atlantic Ocean. But it was an inauspicious beginning for Columbus: According to tradition, the entire fleet was attacked by French privateers off Cape Saint Vincent on the southwestern tip of Portugal. Both sides lost ships; Columbus, one of the unfortunate ones whose ship was burned, had no escape other than to swim for the Portuguese coast. He made it the 10 km (6 mi) to shore by clinging to wreckage. After regaining his strength in the port of Lagos, Columbus made his way to Lisbon and its large community of Genoese merchants and shipbuilders. He was 25 years old.
B Marriage
By 1477 Columbus was settled in Lisbon. Since the beginning of Portuguese voyages of exploration in the middle of the 14th century, Lisbon had become a haven for explorers, adventurers, entrepreneurs, merchants, and any others who saw their fortunes tied to the trade winds and ocean currents. Columbus’s brother Bartholomew worked in Lisbon as a mapmaker, and for a time the brothers worked together as draftsmen and book collectors. Later that year, Columbus set sail on a convoy loaded with goods to be sold in northern Atlantic ports.
In 1478 or 1479 Columbus met and married Felipa Perestrello e Moniz, the daughter of a respected, though relatively poor, noble family. Felipa’s father, Bartolomeo Perestrello, who was already deceased when Columbus met Felipa, had served as governor of Porto Santo in the Madeira Islands, a Portuguese possession off the northwest coast of Africa. Soon after their marriage, the newlyweds accompanied the rest of the family back to Porto Santo, where Felipa’s oldest brother took over the governorship. Columbus and Felipa moved to the larger island of Madeira in 1480 or 1481, soon after their son Diego was born. It is believed that Felipa died soon thereafter.
C Later Expeditions
In late 1481 or early 1482 Columbus sailed to the Portuguese fortress of Elmina, in what is now Ghana, on the western coast of Africa. Columbus was impressed with the riches Africa offered, especially gold. In addition, like all good navigators, he was eager to learn about winds and ocean currents from the local pilots and sailors. In the waters off the coast of Africa and the nearby Canary Islands Columbus first observed the ocean phenomenon known as the Canaries Current (see Atlantic Ocean: Currents). Knowledge of this fast-moving current running west of the Canary Islands could well have been the reason that Columbus later chose to start his crossing of the Atlantic in the latitude of the Canaries, far south of Spain or Portugal.
IV THE “ENTERPRISE OF THE INDIES”
The experiences of these years led directly to the genesis of Columbus’s plan to reach the east by going west, what he called his “Enterprise of the Indies.” (To Europeans in Columbus’s day, all lands to the east of the Indus River in Asia were “the Indies.”) Inspiration and assistance for his plan came from a number of sources. First, his marriage into the Portuguese nobility proved helpful because, although relatively poor, the family still had connections to the Portuguese court. Columbus apparently gained access to his father-in-law’s papers and found a wealth of information, including maps, charts revealing ocean currents, interviews with sailors, and stories about objects that had drifted to the coast of the Madeira Islands from the west.
Also contributing to the formation of Columbus’s plan were his association with the Genoese community in Portugal and his expeditions to Africa. Both furthered his knowledge of Atlantic waters, and his trips to Africa brought him close to the Canary Islands, giving him knowledge of the Canaries Current. Also, while in ports in England, Ireland, Iceland, and other northern regions, Columbus may have heard stories of lands to the west of Iceland. Although the histories of the Vikings, who settled Iceland and Greenland in the 9th and 10th centuries, never became part of the knowledge base of medieval Europeans, it is believed that stories of their encounters with unknown islands in the northern Atlantic were widespread. Columbus’s genius was his remarkable ability to gather information from around the Mediterranean and the Atlantic and combine his own experiences with ancient theories from books in a way that few navigators could.
Columbus’s idea of sailing west to get to the east was not original with him, nor did he ever claim that it was. Columbus drew upon science and knowledge accumulated over thousands of years. In Greek and Roman times, for example, geographers theorized that there was only one body of water on the surface of the Earth and that it connected Europe and Asia. If so, one could theoretically sail from the west to get to the east. Only the distance was disputed.
Columbus’s ideas of the size of the earth and the distance between Europe and Asia were based on the descriptions contained in several geographic works. These works included the 2nd-century manuscript Geography by Ptolemy; Imago Mundi (Image of the World) by Pierre d’Ailly, published in the early 1480s; and The Travels of Marco Polo, written in 1298 after Marco Polo returned from China. Unfortunately, his ideas did not prove particularly accurate.
Columbus founded his theory on two mistaken propositions—that the Asian continent stretched much farther to the east than it actually does, and that Japan lay about 2,400 km (about 1,500 mi) east of the Asian mainland. Columbus also greatly underestimated the circumference of the earth. Columbus calculated that the Canary Islands lay only about 4,440 km (about 2,760 mi) from Japan; the actual distance is about 19,000 km (about 12,000 mi). Similar errors were made by other learned men of the time, including the Florentine geographer Paulo de Pozzo Toscanelli, with whom Columbus may have corresponded. Neither Columbus nor anyone else in Europe suspected that two vast continents lay in the way of a westward passage to Asia.
V SEARCH FOR PATRONAGE
A Portugal
Columbus decided to seek patronage for his plan first in Portugal. With few interruptions, the Portuguese crown had encouraged and supported exploration for over a century, and nearly all new discoveries in the Atlantic were Portuguese. Furthermore, it was well known that the reigning monarch, King John II, was personally committed to sailing around Africa and discovering a direct sea route to the Indian Ocean and Asia.
The king’s strong support of geographical exploration made him a logical choice for Columbus to approach. In addition, Columbus had been in Portugal for seven years and had married a Portuguese noblewoman. According to tradition, in 1484 the king listened to Columbus’s proposal to sail to the east by going west and summarily passed it on to his Council of Geographical Affairs. But after a public hearing, the council denied the request on the grounds that it was too expensive, that Columbus was wrong about distances and measurements, and that such a plan contradicted Portugal’s commitment to finding an eastward route to Asia by traveling around Africa.
B Spain
After his disappointment in Portugal, Columbus took his young son and moved to Spain in 1485 with the intention of presenting his plan to the Spanish monarchs, King Ferdinand V and Queen Isabella I. Spain lagged far behind Portugal in exploration of the Atlantic. The two powers had engaged in open hostilities since Spain had begun to dispute some of Portugal’s claims in Africa and to Atlantic island groups, such as the Canaries and the Azores. In 1479 Spain had gained control of the Canary Islands, although Portugal did not abandon its claims. A fragile peace existed because neither side wanted to go to war over the issue. According to tradition, one of the reasons the Portuguese king rejected Columbus’s plan was his concern over aggravating the situation with Spain.
One of Columbus’s first stops in Spain was the monastery of La Rábida in the southern port town of Palos de la Frontera, not far from the Portuguese border. At the monastery Columbus found not only a boarding place for his son Diego but also support from the friars, several of whom became great believers in his vision. One of them, Friar Antonio Marchena, spent many hours discussing geography with Columbus. He also helped shape Columbus’s plans by directing him to the writings of the ancients and of church authorities who were known to support the idea of a westward crossing of the ocean. Through Marchena, Columbus was introduced to powerful noblemen as well, including Friar Juan Pérez, one of the guardians of the monastery—and the confessor of Queen Isabella. Pérez introduced Columbus to the court of the Spanish monarchs.
Columbus moved to Sevilla (Seville) in 1485, and between May 1486 and September 1487, he was maintained at the expense of the queen. Although interested in his ideas, the king and queen were in the midst of a protracted war to conquer the province of Granada in southern Spain, which had been held by the Moors, a Muslim group, since 711. This war left the monarchs little time to consider Columbus’s plan. Finally, in 1487, Columbus presented his project to a committee of experts called to hear the case. The committee raised numerous objections, asked many questions, and, in the end, rejected the plan. Among the reasons given for the rejection was that the ocean was simply too large to cross.
While waiting for the war in Granada to end, Columbus established a liaison with a young peasant woman named Beatriz Enríquez de Arana. During this period of great despair, Columbus’s one comfort was his love for Beatriz. Although the two never married, in 1488 they had a son named Ferdinand, who later accompanied his father on his final voyage to the Americas.
In the last weeks of 1491 Columbus made his final appeal to the Spanish monarchs in the royal camp as the monarchs prepared for their final battle with the Moors in Granada. But again his plan was rejected. Columbus had successfully won over many of the learned scholars and scientific advisers, but this time the rejection was due primarily to his excessive demands for rewards. His requested payment (one-tenth of all riches from the Indies), and his demands for the titles of admiral, which would give him the right to judge commercial disputes; of viceroy, which would make him the personal representative of the monarchs; and of governor, which would enable him to act as supreme civil and military authority in any new lands he discovered, caused the king and queen to flatly refuse the project. According to tradition, as Columbus rode away on his mule, Ferdinand’s treasurer, Luis de Santángel, interceded on Columbus’s behalf. Arguing that the investment was small considering the potential reward, Santángel convinced the king and queen to reverse their decision. A court official was dispatched on horseback to bring Columbus back. After several more weeks of negotiating a contract, in April 1492 Columbus left for Palos de la Frontera and his rendezvous with history.
VI THE FIRST VOYAGE (1492-1493)
The people of Palos were ordered to provide and equip two caravels (small, light sailing ships). The first, owned by Cristóbal Quintero, was called the Pinta; the second, owned by Juan Niño, was officially named the Santa Clara but known as the Niña. The third ship, a small, round ship with a large hold, most likely a type of vessel known as a nao, was Columbus’s flagship. It was called the Santa María and was owned by Juan de la Cosa. Little is known about the actual construction of the ships, but evidence suggests that the Niña and the Pinta were small, about 54 metric tons each and 21 to 24 m (70 to 80 ft) in length. The Santa María was 80 to 90 metric tons and not much longer than the other two. Of the three, the Pinta was the fastest.
Initially Columbus had difficulty recruiting a crew because many sailors feared a voyage into the unknown. The royal secretary tried to help by offering freedom to any convict who enlisted. Some experienced seamen objected to this plan, but in the end only a few convicts accepted. More than anything, the friars of La Rábida and Martín Alonso Pinzón, an experienced sea captain from Palos, persuaded local sailors to join the expedition. Two other Pinzón brothers also joined the voyage; all were commanding officers.
About 40 men including Columbus sailed on the Santa María. Between 20 and 30 men were each on the Pinta and Niña. Most were Spanish, with the largest number coming from around Palos. The crew was made up largely of experienced seamen and a few government officials. But the crew included no priests, no soldiers, and no settlers—this was a voyage of exploration and discovery.
A Life Aboard Ship
Little is known about life aboard the ships, but it could not have been comfortable. There were no crew’s quarters and no mess halls. Only the captains and pilots had cabins, and they were very small. At night the crew slept wherever they could find a vacant spot, tying themselves down to prevent being tossed into the sea. Prayers, songs, stories, chores, eating, and waiting filled the sailors’ days. Stargazing under a new, unknown sky filled their restless nights.
The ships carried enough provisions for a year, at a time when two weeks at sea was a long voyage. Supplies on board included foodstuffs, such as water, dried fish, salt meat, live pigs and hens (to be killed aboard ship), rice, cheese, and figs; navigational instruments, including nautical almanacs, charts, compasses, magnets, hourglasses, and rulers; and trade items, such as glass beads, brass rings, knitted caps, gold, silver, pearls, and spices.
B Navigation
Navigation in the 15th century was far from an exact science, although several navigational tools and aids were available. The most important navigational aids were compasses, astrolabes, hourglasses, maps, and charts. Although celestial navigation (finding direction by checking the positions of stars and other heavenly bodies) was the favored method while sailing under familiar skies, a technique known as dead reckoning was more dependable on voyages in unknown seas.
Using an astrolabe, a metal disk inscribed with a map of the major celestial bodies, a mariner could tell location simply by positioning the stars on the astrolabe to match the stars in the sky. But the astrolabe worked only when the skies were clear and the positions of the stars were known. On cloudy days or when the stars in the sky were unfamiliar, celestial navigation and the astrolabe were ineffective.
In dead reckoning, the technique often used for traveling in unknown waters, the position of the ship was determined by starting with its last known location. Then, by calculating what direction the ship was going, how fast it was going, and how much time had passed, the pilot could come up with a new position. Pilots could calculate the distance they had traveled in an hour or a day by dropping a floating object in the water at the front of the ship and timing how long it took to get to the back of the ship. Knowing how long the ship was, the pilot could calculate how fast the ship was moving and, thus, how far they had traveled.
Columbus preferred dead reckoning over celestial navigation and was never comfortable with the astrolabe and other devices for navigating using the heavenly bodies. Above all, he was masterful in interpreting the signs of nature, such as the behavior of birds, the smell of the air, the color of the sky, the condition of the seas, the pressure he felt in his joints, the appearance of floating debris, and more. Successful navigators survived by “reading” nature in this way. Columbus was expert at this and could even predict hurricanes accurately.
C The Westward Journey
At daybreak on August 3, 1492, the small flotilla of ships left Palos de la Frontera for parts unknown. At the age of 41, standing on the bow of the Santa María, watching the coast slowly slip below the horizon, Columbus left behind on dry land a struggle that had lasted a quarter of his life. He was now in his element, doing what he had dreamed about for the past ten years.
After a trip to the Canary Islands, where the rudder of the Pinta was repaired, the voyagers departed the known world on September 6, 1492. Throughout the voyage the ships traveled primarily westward. The choice of sailing from the Canary Islands proved to be a good one, as the Canaries Current speeded their journey. On September 25 it was thought that land was sighted, but it was nothing more than low-lying clouds. As the trip lengthened, many of the crew feared that the strong daily winds would prevent them from getting back to Spain. Columbus had difficulty with his crew at times, and he found it hard to work with the Pinzóns, especially Martín Alonso, who had much more experience than Columbus. However, there is little evidence that the crew was ever close to mutiny. Moreover, the story that Columbus tried to deceive the crew by keeping two sets of logs, one that showed the distance they had traveled as much shorter than it actually was, is only legend.
Two hours past midnight on the morning of October 12 a lookout named Rodrigo de Triana (sometimes called Juan Rodríguez Bermejo) on the Pinta cried out “Tierra! Tierra!” (“Land! Land!”). A reward of a pension of 10,000 maravedis per year (an able seaman could earn about 12,000 maravedis per year) was to go to he who saw land first. Rather cruelly, Columbus pocketed the money himself, claiming that he had seen several lights the night before.
D First Contact
On October 12, 1492, Columbus and a handful of the excited but weary voyagers set foot on land after 36 days of sailing. Columbus raised the royal standard, claiming the island for Spain, and two of the captains carried banners decorated with green crosses and letters representing Ferdinand and Isabella. Soon the curious islanders, with some trepidation, came out of their hiding places and greeted the visitors.
The location of the actual landfall site is still in question. Called Guanahaní by the Taínos, the island was renamed San Salvador (“Holy Savior”) by Columbus, but no one today knows for sure which island it was. Most favor either Watling Island (renamed San Salvador in 1926 to honor Columbus’s discovery) or Samana Cay in the Bahamas. Ten or more islands in the Bahamas fit the physical description as recorded by Columbus in his journal, which described the island simply as large and flat, with bright green trees and a great deal of water.
The islanders were friendly and open to trade with the sailors. They traded anything for anything: balls of spun cotton, parrots, and spears for the sailors’ glass beads, red caps, and trinkets. Called Taínos by the Spaniards, the islanders belonged to a larger language family called the Arawak. The Taínos showed neither fear nor knowledge of Spanish swords and cut themselves while examining the weapons. Most interesting to the explorers, however, was the fact that the islanders had small pieces of gold pierced in their noses. In addition, they told Columbus that the inhabitants of other islands wore gold bands around their arms and legs. They also described countless islands, all like theirs. The Spaniards, believing that they had arrived in the Indies, soon called all islanders “Indians.”
On the third day, Columbus, accompanied by several Taíno guides, left San Salvador to explore other islands. By the end of October, Columbus reached the coast of Cuba. After sailing north and then south along its coast, he was convinced that it was one of the lands described by Marco Polo. Despite the fact that the local pilots told him it was an island, Columbus convinced himself that Cuba was a promontory of China. Shortly after this event, Martín Alonso Pinzón suddenly sailed off in the Pinta without leave. Although historians disagree on the reasons why, many suspect that Pinzón, disgruntled with the lack of riches that had been discovered to that point, went off in search of gold.
Crossing the Windward Passage to the east of Cuba, Columbus sailed to another large island, which he called La Isla Española (“The Spanish Island,” modern Hispaniola). For a month he cruised the coast, stopping occasionally to inspect the land and the people. On one of these excursions, Columbus met and befriended a young Taíno chief by the name of Guacanagarí. After a brief meeting aboard ship, arrangements were made for another meeting, this one on Christmas Day, December 25, at the chief’s residence in a nearby village. Before the meeting could take place, however, the Santa María struck a reef off the coast and grounded. Over the next few days, the crew of the two ships and Taínos in canoes sent by Guacanagarí removed everything that could be salvaged. They constructed a fort out of the lumber of the ship and stored enough supplies to last a year. Thirty-nine men stayed behind in the fort, the first European settlement in the Americas since the Vikings had landed in what is now Newfoundland and Labrador some 500 years earlier. But the settlement, named Villa de la Navidad (“Christmas Town”), would prove no more enduring than had those of the Vikings.
E Return to Spain
On January 6 the Pinta rejoined the expedition, and shortly thereafter the two remaining vessels headed home. Upon leaving the Caribbean, Columbus again had the good fortune of finding an ocean current, just as he had in the Canaries. Entering the Gulf Stream, his ships sailed far enough north to catch the prevailing westerly winds. But the return trip was not uneventful. As the ships approached Europe, they encountered a terrible storm. The Pinta became separated from the Niña and arrived at the port of Bayona on the northwest coast of Spain several days before the Niña made landfall. Columbus limped into Lisbon, where he was apprehended by agents of King John II. Although suspicious of Columbus’s story, the king accused him of violating Portuguese sovereignty in the Atlantic, which had been extended to all lands south and west of the Canary Islands by a series of papal decrees beginning in the 1450s. Afraid that the king might not release him, Columbus sent a secret messenger to the Spanish court relating his experiences and his detention. By mid-March he was free to return to Spain. On March 15, 1493, at noon, the Niña entered the harbor of Palos de la Frontera, 32 weeks after leaving from the same port. Although Pinzón had arrived in Spain earlier, he did not reach Palos until several hours after Columbus. Very sick, Pinzón died before he had a chance to report to the king.
Columbus alone held the stage. When he appeared before Ferdinand and Isabella at the royal palace in Barcelona, he was accorded the honor of being invited to sit with them and to eat at the same table. With a parade of exotic islanders and colorful parrots, he told his tale of the voyage and of the islands he discovered, describing their lush vegetation and strange inhabitants. He also showed the gold he had brought home, some of it in the form of crowns, masks, and ornaments, and some in the form of nuggets and dust.
All of his rewards were reconfirmed and he was addressed by his new title, “Admiral of the Ocean Seas.” He received 1,000 doubloons, the equivalent of 345,000 maravedis. Columbus had delivered what he had promised—at least everybody at the Spanish court thought so—and as such he owned the day. He urged the sovereigns to equip another expedition as soon as possible, promising gold, spices, and other riches. The admiral had little difficulty persuading the Spanish royalty to sponsor a second voyage.
To prevent the Portuguese from attempting to claim his discoveries, Columbus had sent a letter to Pope Alexander VI (himself a Spaniard) as soon as he arrived in Spain. His letter explained his discoveries in as much detail as he felt he could reveal. The pope issued a papal bull, or decree, in May 1493 granting control of every island Columbus had discovered to Spain. At Columbus’s urging, an imaginary line, called the Line of Demarcation, was drawn in the ocean 100 leagues (about 483 km/about 300 mi) west of the Cape Verde Islands. It was declared that all undiscovered land west of the line not belonging to a Christian sovereign belonged to Spain; anything east of the line went to Portugal. This declaration resulted in an immediate conflict because of the grant that had been made to Portugal in 1481. A resolution was reached in the following year when the sovereigns of Spain and Portugal signed the Treaty of Tordesillas. In this treaty the Line of Demarcation was moved to 370 leagues (about 1,780 km/about 1,110 mi) west of the Cape Verde Islands.
VII THE SECOND VOYAGE (1493-1496)
The second voyage departed from Cádiz on September 25, 1493, and was of a much larger scale—17 ships and about 1,200 colonists accompanied Columbus. Included in the crew were two of Columbus’s brothers, Bartholomew and Giacomo (who, after moving to Spain, used the Spanish version of his name, Diego). The purposes of the voyage were to return to La Navidad in Hispaniola to relieve the men left behind from the first voyage, settle more colonists on the islands, and explore and claim other islands.
To quicken the departure, in case another nation might attempt an expedition, the sovereigns did not hesitate to provide Columbus with whatever supplies he requested. The cargo included horses, cattle, donkeys, sheep, goats, pigs, dogs, cats, chickens, grain, seed, and all the supplies needed for sailing, fending off attacks, building settlements, and setting up an administration overseas.
The fleet left Cádiz and, as before, stopped at the Canary Islands to make repairs and to store more meat, wood, and water. After leaving the Canary island of Hierro, the fleet took a more southerly route than before. On November 2, 21 days later, land was sighted. This new group of smaller islands (known as the Lesser Antilles) were south and east of the large islands of Cuba and Hispaniola (part of the Greater Antilles).
Discovering the islands of Guadeloupe and Puerto Rico along the way, Columbus reached Hispaniola at the end of November. The sailors fired a cannon to announce their arrival, but no one returned the salute. To their horror, they discovered that the entire settlement of La Navidad had been massacred and the site burned to the ground. As they searched for any trace of their compatriots, the newcomers found a mass grave in which several Spaniards had been buried. They discovered also that the village of Columbus’s friend Guacanagarí had been burned and destroyed. No one will ever know for sure what happened at La Navidad. The popular theory is that local islanders destroyed the settlement out of disgust with the Europeans’ greed and avarice.
A Founding of Isabela
A new settlement, Isabela, was built a short distance east of La Navidad. Some of the settlers, however, balked at the prospect of doing manual labor. Many were ill, and others were more interested in finding gold and other riches than in building a settlement. To keep the colonists happy, Columbus organized an expedition to search for gold. When little gold was found, the settlers grew restive, and he decided on a policy of forced labor. Local peoples were put to work on the settlement. Enslavement of the indigenous peoples had not been one of the stated goals of the expedition and, in fact, it was offensive to the queen. Yet Columbus justified it on the grounds that it would be profitable.
Despite his policy of enslavement, Columbus did not find his first real riches on Hispaniola until 1496. Taking part in an expedition into the interior of the island, Columbus and his men forced the inhabitants of the region to gather loose gold. Within a few days they had collected about 10 kg (about 22 lb) of the precious metal. Although Columbus was impressed with the beauty of the Caribbean, he did not come looking for that. With incredible single-mindedness, the admiral was looking for riches and a doorway to Asia, to the land of Marco Polo, and hoping that Hispaniola might be Japan, and Cuba part of China.
Before returning to Spain in 1496, Columbus explored more of Cuba and discovered Jamaica. The admiral was determined to prove that Cuba belonged to mainland Asia and was part of the empire of the Mongols. Although he never sailed completely around the island, he did force his men to take a solemn oath that Cuba was a promontory of Asia.
B Worsening Relations
As time wore on, relations between the Spaniards and the indigenous peoples of Hispaniola began to deteriorate. Instead of searching for provisions while Columbus was off exploring other islands, the men left behind raided Taíno villages in search of riches. With little hope for anything more than poverty and unhappiness, disgruntled settlers began returning home. Many of the men were sick, many died, and most were unhappy with the lack of opportunity. The fact that Columbus had left his brother Diego behind as governor of Isabela contributed to the admiral’s problems with the settlers. Diego was not an administrator. The colonists repeatedly protested against his ineffective rule and resented him for being an Italian. Some of the settlers began sending letters back to relatives and officials in Spain complaining about the conditions and the leadership. In October 1495 a Spanish official arrived with a royal commission to investigate Columbus and the charges that had been made by the discontented settlers. On March 10, 1496, Columbus had no choice but to return home hoping to preempt any royal inquiries into the complaints of the settlers. Leaving his brothers Bartholomew and Diego in charge of the colony, Columbus boarded a ship for Spain.
Ferdinand and Isabella gave Columbus a friendly welcome upon his return and listened with interest to his story about the discovery of new islands with great potential. They appeared grateful and continued to show him favor but waited more than a year before approving a third voyage.
VIII THE THIRD VOYAGE (1498-1500)
Having been cleared of any wrongdoing, and with the full confidence of the monarchs, Columbus left Sevilla with a fleet of six ships on May 30, 1498. Separating the expedition, Columbus sent one part to aid the settlement at Hispaniola, while he took the other part and sailed farther south than ever before. Departing from the Cape Verde Islands, he crossed the ocean in hope of discovering new islands in the southwest, toward the equator.
Columbus had the misfortune on this trip of entering the doldrums, a dead space in the ocean where wind and ocean currents die and the heat is unbearable. After a little more than a week, the crew was saved by a wind that pushed them westward. Changing course to the north brought Columbus to an island with three mountain peaks, which he named Trinidad. From there they sailed west into the Gulf of Paria and then to the coast of South America, where they found the mouth of the Orinoco River, the largest river any of the crew had ever seen. Seeing the huge amount of water flowing into the sea, Columbus believed that he had found the Garden of Eden—in those days people thought that all great rivers flowed from there. Without giving in to the idea that he was someplace other than Asia, he did manage to report, “I believe this is a very large continent which until now has remained unknown.”
After several weeks of exploring Trinidad, the Gulf of Paria, and nearby Margarita Island, Columbus headed for Hispaniola, where his brother Bartholomew had begun building a new settlement. Bartholomew had decided to move the settlement from Isabela, which had a poor water supply, to a new site near a place where the Spaniards had discovered gold mines. The new settlement was named Santo Domingo. When Columbus arrived at the new settlement at the end of August 1498, however, he found not a city at work but a country at war. Many of the settlers, upset about the lack of opportunity and unwilling to put the effort into building a long-lasting colony, were rebelling. Two factions had formed: those who were loyal to the Columbus family, and the rebels, led by Francisco Roldán, whom Columbus had appointed mayor of Isabela before returning to Spain after his second voyage. It took two years to put down the revolt and restore order. To end the rebellion Columbus had to agree to give each of the rebels a plot of land and the islanders who lived on it.
Despite these measures, however, conditions in the colony continued to deteriorate over the next several months. In great anguish over his inability to bring peace to the island, Columbus requested that the Spanish king and queen send a judge to the island to deal with the situation. In response, the monarchs sent Francisco de Bobadilla. Unfortunately for Columbus, Bobadilla carried a decree stripping Columbus of the titles of governor and viceroy and appointing Bobadilla governor of the Spanish possessions in the Americas. Shortly after his arrival, Bobadilla seized Columbus’s house and records and sent an order to have Columbus and his brothers found and arrested. They were placed in chains and returned to Spain. Columbus refused to have the chains removed until the monarchs themselves issued the order to do so. He arrived in Cádiz in November 1500. Upon hearing of the plight of the admiral, the sovereigns immediately ordered the chains removed and he and his brothers freed.
On December 17, 1500, Columbus went before the royal court. The king and queen instructed that whatever items were taken from Columbus at his arrest be restored to him. The monarchs would not reinstate Columbus’s titles, however. Instead they removed Bobadilla and replaced him with Nicolás de Ovando. This was, however, neither victory nor vindication for Columbus. With his titles annulled, the former governor spent the next two years in despair and humiliation.
Meanwhile, a flurry of exploration had taken place in the Caribbean Sea, the Atlantic Ocean, and the Indian Ocean. In South America, ships reached as far south as Río de la Plata, which forms the southern border of what is now Uruguay, and far north along the coast of North America. Columbus clung desperately to his original theory that the islands he had discovered were part of Asia, but he was alone in his belief. Other navigators saw it as a world hitherto unknown. Whatever it was, colonial activity in the Americas took on a life of its own, and Columbus could do very little to alter its course.
In 1488 the Portuguese navigator Bartolomeu Dias had successfully rounded the southern tip of Africa, and in 1499 Vasco da Gama had returned to Lisbon after a successful trip around Africa and across the Indian Ocean to India. This gave the Portuguese their direct trade route to Asia and finally outflanked the Muslims who controlled the overland trade routes between Europe and Asia. For Columbus, Portugal’s success was a new opportunity, and the Spanish monarchs were again receptive to his vision of finding a strait to mainland China. Rather than retiring with a pension and an estate, perhaps even a castle, Columbus suggested yet another voyage, his fourth.
IX THE FOURTH VOYAGE (1502-1504)
The king and queen made it clear that the purpose of Columbus’s fourth voyage was to search for gold, silver, precious stones, spices, and other riches. But above all, for fear of aggravating the situation in the colony, they forbade Columbus to return to Hispaniola unless absolutely necessary on his return to Spain.
Columbus’s fleet of four ships and 150 men set sail from Cádiz on May 9, 1502. On this fourth and final voyage, Columbus was accompanied by his son Fernando, age 14, and his brother Bartholomew. Columbus, now 50 years old, could not captain his fleet because of ill health and poor eyesight, but seamen loyal to him were honored to serve the admiral once again.
After stopping to take on wood and water on Grand Canary, in the Canary Islands, the expedition began its crossing on May 25. They stopped first at the Caribbean island of Martinique, where they provisioned the ship again. Then, despite having been expressly forbidden to do so by the king and queen, Columbus headed directly for Hispaniola, where he dropped anchor at Santo Domingo on June 29.
Columbus felt this action was necessary for two reasons. First, one of his ships was in disrepair and he wished to purchase another. Second, and more pressing, was an oncoming hurricane. In a message to Governor Ovando seeking permission to enter the port, Columbus advised him not to allow any ships to depart for Spain. Ovando refused to allow Columbus and his fleet to enter the port and did not take the admiral’s advice. Columbus took refuge in a small harbor nearby and was saved, but the large fleet that Ovando ordered to sea was almost entirely destroyed. Columbus must have felt that divine justice had been done. Not only did the two men he hated most, Bobadilla and Roldán, die at sea, but the ship carrying Columbus’s share of the wealth from the colony made it the entire way to Spain.
After the hurricane, Columbus sailed southwest, past Cuba, and into open seas until he reached Central America. Tortuous sailing conditions and violent storms along the coast took their toll on both the ships and on Columbus. The admiral, sick with rheumatism, fever, and bad eyesight, was bedridden much of the time. Unsuccessful in finding a passage to the Asian mainland, Columbus was forced to leave the area he called Veragua (Panama). Skirmishes with the locals, intense storms, and damaged ships meant that he had to head back to Hispaniola. It was December 1502.
One ship was lost on the coast of Panama and another at sea to sea worms (small mollusks). Consequently, 130 men were forced to crowd onto the remaining, barely sea-worthy, worm-riddled ships. Once at sea, realizing that Hispaniola was too far to reach in such condition, Columbus turned north to Jamaica, which he had discovered on his second voyage. The ships were in such bad condition that they were beached, worthy only of being used as protection from the islanders. Columbus remained marooned there with his men for over a year. Half of the men mutinied when Columbus tried to instill order and discipline. A second problem surfaced that was potentially more disastrous: Tired of dealing with the Spaniards, the islanders stopped supplying them with food. In response, Columbus came up with an ingenious trick. Having an almanac with him, he threatened to punish the islanders by taking light away from the Moon. On the night of February 29, 1504, when the Moon began to disappear because of a lunar eclipse, the islanders became alarmed and agreed to reestablish trade with the Spaniards. The Europeans, however, were still stranded on the island.
One loyal and brave sailor, Diego Méndez de Salcedo, who had protected the life of Columbus on other occasions, agreed to try to cross the open channel by canoe to reach Hispaniola, a nearly impossible feat. The island was over 160 km (100 mi) away, and Santo Domingo, home of Governor Ovando, was almost 480 km (300 mi). In five days Méndez and one other sailor made it to Hispaniola in two canoes paddled by islanders. After finding Ovando on a mission inland, the men were kept waiting seven months before a ship was sent to check on their story. The rescue ship did not arrive until the end of July, and the shipwrecked sailors did not arrive in Santo Domingo until August 13. Not feeling welcome in the city, on September 12, 1504, Columbus took his last voyage across the ocean, this time as a passenger. On November 7 he, his son, and his brother arrived in Spain.
X LAST DAYS
By the time the admiral returned to Spain, Queen Isabella was gravely ill, and she died on November 26, 1504, shortly after his arrival. Weakened by rheumatism, exposure, and years of bad food, Columbus was very ill as well, and he spent many months in Sevilla recuperating at the monastery of Las Cuevas. Over the next year and a half until his death, Columbus tried to regain his lost titles of governor and viceroy. He wrote letters, petitioned the crown, and persuaded others to intercede on his behalf. When he was well enough, he followed the court of King Ferdinand to several cities in Spain, hoping to see the king. In May 1505 King Ferdinand finally granted Columbus an audience in which the explorer was allowed to present his claims to his titles and the riches of the Indies. His titles were not returned, but the king did allow for arbitration regarding his financial claims. In the end, Columbus’s share was confirmed at 2 percent of the riches of the Indies, a considerable amount. Combined with the fact that Columbus already had a coat of arms and noble status, this afforded the Columbus family a lifestyle equal to that of the richest nobility in Spain.
In late 1505 Columbus became too ill to travel any more. He remained in the city of Valladolid until his death. On May 20, 1506, both of his sons, his brother Bartholomew, and his faithful friend Diego Méndez were at his side when the admiral murmured “Into thy hands, O Lord, I commit my spirit” and passed away. His body was buried initially in Valladolid, but in 1509 his son Diego transferred the remains to the monastery of Las Cuevas in Sevilla. The current location of Columbus’s remains is still debated. They were moved to the Americas in the middle of the 16th century, first to Santo Domingo and then, in 1795, to Havana, Cuba. Then his remains supposedly traveled back to Spain in 1899 where, it is claimed, they are interred in the Cathedral of Sevilla.
Long after the death of Columbus, his family struggled to have his titles reinstated and his honor restored. This struggle resulted in a small victory in 1509 when Diego became governor of Hispaniola. What seems to be the greatest injustice of all, however, is that the new lands that Columbus discovered were never given his name. That honor fell to a fellow Italian, Amerigo Vespucci, from the city of Florence, who explored the southern and eastern coasts of South America around 1500.
XI LEGACY
To exaggerate the historical significance of Christopher Columbus is difficult. Extraordinary changes resulted from his voyages. Although he failed to find a new route to Asia, Columbus made the lands and peoples of the western hemisphere known to Europeans, setting in motion a chain of events that altered human history on a global scale. The interactions Columbus initiated between the peoples of Europe and the Americas led to what scholars refer to as the Columbian Exchange, the two-way transfers of diseases, plants, animals, and cultures that followed Columbus’s voyages.
European diseases such as diphtheria, measles, smallpox, and malaria devastated the indigenous American population, which previously had not been exposed to them. At the same time, however, the Americas received European crops, such as wheat, rice, coffee, bananas, and olives; and animals, including horses, cows, pigs, and chickens. The Americas, in turn, contributed a virulent form of syphilis to Europe as well as important crops, such as corn, potatoes, tomatoes, lima beans, squash, peanuts, cassava, cacao, and pineapple.
Besides facilitating the exchange of disease, Columbus’s discoveries had another dark side. The societies of the indigenous inhabitants of the Americas seemed primitive to the Europeans, and the Europeans formed an image of them as “barbarians” that, unfortunately, persisted. The Europeans simply could not see, or did not wish to see, the complexities and cultural importance of the indigenous societies. European settlers in the Americas cared little or not at all for indigenous culture and saw the local population as nothing more than a slave labor force. As a result, indigenous cultures—as well as indigenous peoples—began to disappear as the European invaders advanced. Disease, forced labor, invasion, and conquest inflicted by the Europeans caused the deaths of millions of American indigenous peoples, in what can only be described as one of the greatest tragedies of all time.

Galileo

Galileo
Galileo (1564-1642), Italian physicist and astronomer, who, with the German astronomer Johannes Kepler, initiated the scientific revolution that flowered in the work of the English physicist Sir Isaac Newton. Born Galileo Galilei, his main contributions were, in astronomy, the use of the telescope in observation and the discovery of sunspots, lunar mountains and valleys, the four largest satellites of Jupiter, and the phases of Venus. In physics, he discovered the laws of falling bodies and the motions of projectiles. In the history of culture, Galileo stands as a symbol of the battle against authority for freedom of inquiry.
Galileo was born near Pisa, on February 15, 1564. His father, Vincenzo Galilei, played an important role in the musical revolution from medieval polyphony to harmonic modulation. Just as Vincenzo saw that rigid theory stifled new forms in music, so his eldest son came to see Aristotelian physical theology as limiting scientific inquiry. Galileo was taught by monks at Vallombrosa and then entered the University of Pisa in 1581 to study medicine. He soon turned to philosophy and mathematics, leaving the university without a degree in 1585. For a time he tutored privately and wrote on hydrostatics and natural motions, but he did not publish. In 1589 he became professor of mathematics at Pisa, where he is reported to have shown his students the error of Aristotle’s belief that speed of fall is proportional to weight, by dropping two objects of different weight simultaneously from the Leaning Tower. His contract was not renewed in 1592, probably because he contradicted Aristotelian professors. The same year, he was appointed to the chair of mathematics at the University of Padua, where he remained until 1610.
At Padua, Galileo invented a calculating “compass” for the practical solution of mathematical problems. He turned from speculative physics to careful measurements, discovered the law of falling bodies and of the parabolic path of projectiles, studied the motions of pendulums, and investigated mechanics and the strength of materials. He showed little interest in astronomy, although beginning in 1595 he preferred the Copernican theory (see Astronomy: The Copernican Theory)—that the earth revolves around the sun—to the Aristotelian and Ptolemaic assumption that planets circle a fixed earth. Only the Copernican model supported Galileo’s tide theory, which was based on motions of the earth. In 1609 he heard that a spyglass had been invented in Holland. In August of that year he presented a telescope, about as powerful as a modern field glass, to the doge of Venice. Its value for naval and maritime operations resulted in the doubling of his salary and his assurance of lifelong tenure as a professor.
By December 1609, Galileo had built a telescope of 20 times magnification, with which he discovered mountains and craters on the moon. He also saw that the Milky Way was composed of stars, and he discovered the four largest satellites of Jupiter. He published these findings in March 1610 in The Starry Messenger (trans. 1880). His new fame gained him appointment as court mathematician at Florence; he was thereby freed from teaching duties and had time for research and writing. By December 1610 he had observed the phases of Venus, which contradicted Ptolemaic astronomy and confirmed his preference for the Copernican system.
Professors of philosophy scorned Galileo’s discoveries because Aristotle had held that only perfectly spherical bodies could exist in the heavens and that nothing new could ever appear there. Galileo also disputed with professors at Florence and Pisa over hydrostatics, and he published a book on floating bodies in 1612. Four printed attacks on this book followed, rejecting Galileo’s physics. In 1613 he published a work on sunspots and predicted victory for the Copernican theory. A Pisan professor, in Galileo’s absence, told the Medici (the ruling family of Florence as well as Galileo’s employers) that belief in a moving earth was heretical. In 1614 a Florentine priest denounced Galileists from the pulpit. Galileo wrote a long, open letter on the irrelevance of biblical passages in scientific arguments, holding that interpretation of the Bible should be adapted to increasing knowledge and that no scientific position should ever be made an article of Roman Catholic faith.
Early in 1616, Copernican books were subjected to censorship by edict, and the Jesuit cardinal Robert Bellarmine instructed Galileo that he must no longer hold or defend the concept that the earth moves. Cardinal Bellarmine had previously advised him to treat this subject only hypothetically and for scientific purposes, without taking Copernican concepts as literally true or attempting to reconcile them with the Bible. Galileo remained silent on the subject for years, working on a method of determining longitudes at sea by using his predictions of the positions of Jupiter’s satellites, resuming his earlier studies of falling bodies, and setting forth his views on scientific reasoning in a book on comets, The Assayer (1623; trans. 1957).
In 1624 Galileo began a book he wished to call “Dialogue on the Tides,” in which he discussed the Ptolemaic and Copernican hypotheses in relation to the physics of tides. In 1630 the book was licensed for printing by Roman Catholic censors at Rome, but they altered the title to Dialogue on the Two Chief World Systems (trans. 1661). It was published at Florence in 1632. Despite two official licenses, Galileo was summoned to Rome by the Inquisition to stand trial for “grave suspicion of heresy.” This charge was grounded on a report that Galileo had been personally ordered in 1616 not to discuss Copernicanism either orally or in writing. Cardinal Bellarmine had died, but Galileo produced a certificate signed by the cardinal, stating that Galileo had been subjected to no further restriction than applied to any Roman Catholic under the 1616 edict. No signed document contradicting this was ever found, but Galileo was nevertheless compelled in 1633 to abjure and was sentenced to life imprisonment (swiftly commuted to permanent house arrest). The Dialogue was ordered to be burned, and the sentence against him was to be read publicly in every university.
Galileo’s final book, Discourses Concerning Two New Sciences (trans. 1662-65), which was published at Leiden in 1638, reviews and refines his earlier studies of motion and, in general, the principles of mechanics. The book opened a road that was to lead Newton to the law of universal gravitation that linked Kepler’s planetary laws with Galileo’s mathematical physics. Galileo became blind before it was published, and he died at Arcetri, near Florence, on January 8, 1642.
Galileo’s most valuable scientific contribution was his founding of physics on precise measurements rather than on metaphysical principles and formal logic. More widely influential, however, were The Starry Messenger and the Dialogue, which opened new vistas in astronomy. Galileo’s lifelong struggle to free scientific inquiry from restriction by philosophical and theological interference stands beyond science. Since the full publication of Galileo’s trial documents in the 1870s, entire responsibility for Galileo’s condemnation has customarily been placed on the Roman Catholic church. This conceals the role of the philosophy professors who first persuaded theologians to link Galileo’s science with heresy. An investigation into the astronomer’s condemnation, calling for its reversal, was opened in 1979 by Pope John Paul II. In October 1992 a papal commission acknowledged the Vatican’s error.

George Washington

George Washington
I INTRODUCTION
George Washington (1732-1799), first president of the United States (1789-1797) and one of the most important leaders in United States history. His role in gaining independence for the American colonies and later in unifying them under the new U.S. federal government cannot be overestimated. Laboring against great difficulties, he created the Continental Army, which fought and won the American Revolution (1775-1783), out of what was little more than an armed mob. After an eight-year struggle, his design for victory brought final defeat to the British at Yorktown, Virginia, and forced Great Britain to grant independence to its overseas possession.
With victory won, Washington was the most revered man in the United States. A lesser person might have used this power to establish a military dictatorship or to become king. Washington sternly suppressed all such attempts on his behalf by his officers and continued to obey the weak and divided Continental Congress. However, he never ceased to work for the union of the states under a strong central government. He was a leading influence in persuading the states to participate in the Constitutional Convention, over which he presided, and he used his immense prestige to help gain ratification of its product, the Constitution of the United States.
Although worn out by years of service to his country, Washington reluctantly accepted the presidency of the United States. Probably no other man could have succeeded in welding the states into a lasting union. Washington fully understood the significance of his presidency. “I walk on untrodden ground,” he said. “There is scarcely any part of my conduct which may not hereafter be drawn in precedent.” During eight years in office, Washington laid down the guidelines for future presidents.
Washington lived only two years after turning over the presidency to his successor, John Adams. The famous tribute by General Henry Lee, “first in war, first in peace, and first in the hearts of his countrymen,” accurately reflected the emotions that Washington’s death aroused. Later generations have crowned this tribute with the simple title “Father of His Country.”
II EARLY LIFE
George Washington was born on his father’s estate in Westmoreland County, Virginia, on February 22, 1732. He was the eldest son of a well-to-do Virginia farmer, Augustine Washington, by his second wife, Mary Ball. The Washington family was descended from two brothers, John and Lawrence Washington, who emigrated from England to Virginia in 1657. The family’s rise to modest wealth in three generations was the result of steady application to farming, land buying, and development of local industries.
Young George seems to have received most of his schooling from his father and, after the father’s death in 1743, from his elder half-brother Lawrence. The boy had a liking for mathematics, and he applied it to acquiring a knowledge of surveying, which was a skill greatly in demand in a country where people were seeking new lands in the West. For the Virginians of that time the West meant chiefly the upper Ohio River valley. Throughout his life, George Washington maintained a keen interest in the development of these western lands, and from time to time he acquired properties there.
George grew up a tall, strong young man, who excelled in outdoor pursuits, liked music and theatrical performances, and was a trifle awkward with girls but fond of dancing. His driving force was the ambition to gain wealth and eminence and to do well whatever he set his hand to.
His first real adventure as a boy was accompanying a surveying party to the Shenandoah Valley of northern Virginia and descending the Shenandoah River by canoe. An earlier suggestion that he should be sent to sea seems to have been discouraged by his uncle Joseph Ball, who described the prospects of an unknown colonial youth in the British Navy of that day as such that “he had better be put apprentice to a tinker.”When he was 17 he was appointed surveyor of Culpeper County, Virginia, the first public office he held.
In 1751 George had his first and only experience of foreign lands when he accompanied his half-brother Lawrence to the island of Barbados in the West Indies. Lawrence was desperately ill with tuberculosis and thought the climate might help, but the trip did him little good. Moreover, George was stricken with smallpox. He bore the scars from the disease for the rest of his life. Fortunately this experience gave him immunity to the disease, which was later to decimate colonial troops during the American Revolution.
III EARLY CAREER
A Militia Officer
Lawrence died in 1752. Under the terms of his will, George soon acquired the beautiful estate of Mount Vernon, in Fairfax County, one of six farms then held by the Washington family interests. Also, the death of his beloved half-brother opened another door to the future. Lawrence had held the post of adjutant in the colonial militia. This was a full-time salaried appointment, carrying the rank of major, and involved the inspection, mustering, and regulation of various militia companies. Washington seems to have been confident he could make an efficient adjutant at the age of 20, though he was then without military experience. In November 1752 he was appointed adjutant of the southern district of Virginia by Governor Robert Dinwiddie.
A1 First Mission
During the following summer, Virginia was alarmed by reports that a French expedition from Canada was establishing posts on the headwaters of the Ohio River and seeking to make treaties with the Native American peoples. Governor Dinwiddie received orders from Britain to demand an immediate French withdrawal, and Major Washington promptly volunteered to carry the governor’s message to the French commander. His ambition at this time was to secure royal preference for a commission in the regular British army, and this expedition promised to bring him to the king’s attention.
Washington took with him a skillful and experienced frontiersman, Christopher Gist, together with an interpreter and four other men. Reaching the forks of the Ohio, he found that the French had withdrawn northward for the winter. After inconclusive negotiations with the Native Americans living there, who were members of the Iroquois Confederacy, he pressed on and finally delivered Dinwiddie’s message to the French commander at Fort Le Boeuf, not far from Lake Erie. The answer was polite but firm: The French were there to stay. Returning, Washington reached Williamsburg, the capital of Virginia, to deliver this word to the governor in mid-January 1754, having made a hard wilderness journey of more than 1600 km (1000 mi) in less than three months. With his report he submitted a map of his route and a strong recommendation that an English fort be erected at the forks of the Ohio as quickly as possible, before the French returned to that strategic position in the spring.
Dinwiddie, who was himself a large stockholder in companies exploiting western lands, acted promptly on this suggestion. He sent William Trent with a small force to start building the fort. Major Washington was to raise a column of 200 men to follow and reinforce the advance party.
A2 Promotion
This was Washington’s first experience with the difficulties of raising troops while lacking equipment, clothing, and funds. Apparently he thought his efforts worthy of some recognition and successfully applied to Dinwiddie for a lieutenant colonel’s commission. He left Alexandria, Virginia, early in April with about 150 poorly equipped and half-trained troops.
A3 First Battles
Before he had advanced very far, Washington received news that the French had driven Trent’s men back from the Ohio forks. He did not turn back, but pushed on to establish an advanced position from which, when reinforced, he hoped to turn the tables. He set part of his men to work building a log stockade, which he named Fort Necessity. On May 27, 1754, he surprised a French force in the woods and routed it after a short battle. The French commander, Ensign Joseph Coulon, Sieur de Jumonville, was killed in the clash, and Washington took prisoners back to Fort Necessity. He had won his first victory.
The French, on hearing of Jumonville’s death, sent out a larger force. Unfortunately for Washington, these troops reached Fort Necessity before he had received either the men or the supplies he expected from Virginia. On July 3 the fort was attacked by the French and some Iroquois who had allied with them, beginning what would be called the French and Indian War (1754-1763). The fort did not have the soldiers or arms to hold out. However, the French offered surrender terms that were not humiliating: The Virginians were to abandon the fort and withdraw to their own settlements, leaving two hostages for good faith. Washington’s papers and journal were taken, and he was to sign a surrender document. Washington accepted the terms on July 4 after the surrender document was translated for him and did not appear to contain any offensive statements.
Back in Williamsburg, Washington had become famous. The victory over Jumonville was applauded, and he was not blamed for surrendering his fort to superior forces. The expedition was written up in a British magazine and thereby came to the attention of the king, George II. The magazine quoted Washington as saying that he found “something charming” in the sound of the bullets whizzing past his head at the Jumonville skirmish. At this the king remarked, “He would not say so if he had been used to hear many.”
There were two repercussions that caused Washington some regrets. First, he found that his translator had been mistaken. An accurate translation of the surrender document showed it to contain the phrase “assassination of Sieur de Jumonville,” implying that Washington had killed the French commander dishonorably. Secondly, the French published a translation of Washington’s journal. But it was heavily edited and the emphasis changed to make it appear that the French soldiers were merely on a diplomatic mission. Representatives of King George inquired into the matter but were satisfied that Washington had acted correctly. He was not held to account for the mistake of his translator.
B Aide-de-Camp
Washington had succeeded in getting the king’s attention, but he did not get the royal commission he hoped for. The king’s military advisers, while admitting his “courage and resolution,” believed that officers in the British regular army were better qualified to lead troops against the French. Later in 1754, the Virginia military was reorganized in accordance with that opinion, now made policy: Regular army officers coming from Britain would now have command over officers who held colonial commissions. This meant that Washington might find himself reporting to officers he outranked and who had less experience than he had. Finding that possibility intolerable, he resigned his commission. However, a strong British force under Major General Edward Braddock arrived early in 1755 with orders to drive the French from Fort Duquesne, which they had built at the forks of the Ohio. Washington’s local military reputation was such that Braddock invited him to join the staff as a volunteer aide-de-camp.
The advance was slow, and the British soldiers were not at their best in forest warfare. On July 9, 1755, the column was surprised and routed by the French and their Native American allies, only 11 km (7 mi) from Fort Duquesne. The British troops, in Washington’s words, were “immediately struck with such a deadly Panick that nothing but confusion prevail’d amongst them.” Braddock was mortally wounded. Washington did his best to try to rally the regulars and to use a few Virginia troops to cover the retreat. His coolness and bravery under fire enhanced his reputation.
B1 Militia Commander
The western frontier of Virginia was now dangerously exposed, and in August 1755, Governor Dinwiddie appointed Washington commander in chief of all the colony’s troops, with the rank of colonel. For the next three years, Washington struggled with the bitter and endless problems of frontier defense. He never had enough resources to establish more than a patchwork of security, but he acquired valuable experience in the conduct of war with the logistical and political problems peculiar to American conditions. In the fall of 1758 he had the satisfaction of commanding a Virginia regiment under British General John Forbes, who recovered Fort Duquesne from the French and renamed it Fort Pitt.
With Virginia’s strategic objective attained, Colonel Washington resigned his commission and turned his attention to the quieter life of a Virginia planter. In January 1759 he married Martha Dandridge Custis, a charming and wealthy young widow.
C Virginia Planter
As a planter, Washington showed eager interest in improving the productivity of his fields and the quality of his livestock. He read all available works on progressive agriculture and constantly experimented in crop rotation. He invested in new implements and used new methods and fertilizers. He found that planting only tobacco, the chief cash crop of Virginia, did not pay. It was too dependent on the weather, the state of the British market, and the honesty of the British agents who managed the overseas end of the transactions. He developed fisheries, increased his production of wheat, set up a mill and an ironworks, and taught his slaves cloth-weaving and other handicrafts.
C1 The Mature Washington
During his years as a gentleman farmer, Washington matured from an ambitious youth into the patriarch of the Washington clan and a solid member of Virginia society. He remained somewhat shy and reserved throughout his life. He was sensitive and emotional, with a violent temper that he usually held firmly in check. But most of all he was a man of great personal dignity. His connection with the wealthy and powerful Fairfax family, through his half-brother Lawrence’s marriage, perhaps as much as his own energies, made him a wealthy landowner and, from 1759 to 1774, a member of the House of Burgesses, the lower chamber of the Virginia legislature. In all, as Washington prospered and his responsibilities grew, his character was enriched and grew to keep pace.
Washington’s perspective broadened, and he became involved in the protests of Virginians against the restrictions of British rule. He became yearly more convinced that the king’s ministers and British merchants and financiers regarded Americans as inferior and sought to control “our whole substance.” His wartime experience had given him ample evidence of the contempt felt by British military men for colonial officers. Now he began to see the deepening division between the true interests of the American people and the view held of those interests in Britain. As a member of the House of Burgesses he opposed such measures as the 1765 Stamp Act, which imposed a tax on the colonies without consulting them, and he foresaw that British policy was moving toward doing away with self-government in America altogether.
Washington’s anti-British feelings were strengthened by the introduction of the Townshend Acts in 1767. These acts imposed more unpopular taxes. His voice joined in Virginia’s decision in 1770 to retaliate by banning taxable British goods from the colony. His belief in the colonies’ right of free action resounds in his words written to Virginia statesman George Mason: “... as a last resource ...Americans should be prepared to take up arms to defend their ancestral liberties from the inroads of our lordly Masters in Great Britain.”
C2 Political Leader
By 1774, when the spirit of American resistance was well developed, Washington had become one of the key Virginians supporting the colonial cause. He was elected to the First Continental Congress, an assembly of delegates from the colonies to decide on actions to take against Britain. Although he did not enter much into debate, his viewpoint was uniformly sound and acceptable. However, he knew that more than paper resolutions would be needed to safeguard American liberties, and he spent the winter of 1774 and 1775 organizing militia companies in Virginia.
When Washington attended the Second Continental Congress in May 1775, he appeared in the blue and buff uniform of the Fairfax County militia. These colors were later adopted for the army of the colonies, called the Continental Army. As he entered the hall, the country was already ringing with the news from Massachusetts, where the battles at Lexington and Concord had been fought, and the only British army in the colonies was besieged in Boston by the militia of the surrounding towns (see American Revolution).
IV GENERAL OF THE CONTINENTAL ARMY
On June 15, 1775, the Continental Congress unanimously elected George Washington as general and commander in chief of its army. He was chosen for two basic reasons. First, he was respected for his military abilities, his selflessness, and his strong commitment to colonial freedom. Secondly, Washington was a Virginian, and it was hoped that his appointment would bind the Southern colonies more closely to the rebellion in New England. Congressman John Adams of Massachusetts was the moving spirit in securing the command for Washington. He realized that, although the war had begun in Massachusetts, success could come only if all 13 colonies were united in their protest and in their willingness to fight.
On June 25, 1775, Washington set out for Massachusetts, and on July 3, he halted his horse under an elm on the common in Cambridge, drew his sword, and formally took command of the Continental Army. In his general order of the following day, Washington’s emphasis was on unity: “... it is to be hoped that all distinction of colonies will be laid aside, so that one and the same spirit may animate the whole, and the only contest be, who shall render, on this great and trying occasion, the most essential service to the common cause in which we are all engaged.” To this high ideal of unity in a common cause, Washington remained unswervingly loyal through many trials and disappointments. Indeed, he was to become the living symbol of a national unity that at times seemed to have little actual substance.
A Building an Army
Washington found his army in high spirits due to the heavy losses inflicted on the British troops at the Battle of Bunker Hill on June 17. He was pleased at what had been done toward entrenching the semicircular American front, but he was appalled at the disorganization and lack of discipline among his soldiers and the officers’ ignorance of their duties. Also, he soon realized that the term of service of most of his men was soon to expire, producing for him the double task of trying to train one army while raising another to take its place.
Washington began at once to impress these difficulties on Congress, pointing to the need for longer terms of enlistment. He asked for better pay, which alone could induce men to enlist for the necessary term. Almost immediately he came up against Congress’s fear that a standing army would bring with it the peril of a military dictatorship. The legislators only gradually understood that the immediate peril of political dictatorship by the king’s ministers was much more real than a possible future threat of a military dictator.
However, Washington did the best he could with the available means. He took stern measures to restore discipline. Insubordination and desertion were punished by flogging with the cat-o’-nine-tails. A few deserters, especially those who repeated the offense, were hanged. The worst problem of supply was the shortage of gunpowder. It hampered all of Washington’s plans for months, and appeals to neighboring colonies brought little help.
A1 Siege of Boston
Meanwhile, the only British army in North America remained cooped up in Boston throughout the winter. There was no real fighting, but Washington was preparing a surprise for Sir William Howe, the British commander. During the winter 50 heavy cannon from the captured British Fort Ticonderoga in northern New York were dragged by sled to Boston. In a brilliant move, Washington mounted the cannon on Dorchester Heights, which commanded the city. Howe, recognizing that his position was untenable, evacuated the city by sea on March 17, 1776. From there the British went to Halifax, Nova Scotia, where Howe awaited reinforcements from across the Atlantic. The rebellious American colonies were, for the time being, entirely free of British troops.
A2 Appeal to Congress
Amid much public praise and rejoicing, Washington arrived in New York City, which was the obvious objective of the British forces now gathering in Nova Scotia. Having seen to the immediate measures necessary for the defense of that city, he proceeded to Philadelphia with the aim of persuading Congress to rectify the enlistment situation. This time he came in the bright glow of victory, which gave authority to his arguments.
Congress not only authorized three-year enlistments for the future, but also voted bounties for the enlistees. In addition, a permanent Board of War and Ordnance was created to deal with military matters in place of the makeshift committees that had previously held this responsibility. However, these measures, although wise, proved of no immediate help to Washington in meeting what was then his chief military problem: the forthcoming British attack on New York City.
B War in the North
B1 Battle of Long Island
British ships carrying the first units of Howe’s army of 20,000 arrived in New York Bay on June 29, 1776, and the troops began landing on Staten Island. By mid-August the British force, which included German mercenaries (soldiers serving merely for the pay), had increased to more than 30,000, backed by a powerful naval squadron. Howe moved slowly, and this gave Washington time to gather a considerable force of militia from New York, New Jersey, and Connecticut. Even so, his total strength was not more than 18,000, and at least half of these had little or no training.
Washington feared that Howe’s opening move might be to send ships straight up the Hudson River to land a strong force behind the city. However, the British general chose to begin his operations by landing on Long Island. The only American fortifications there were at Brooklyn Heights, covering the approaches to the East River and Manhattan Island. Some 9000 American troops, about half of Washington’s total force, were on Long Island when 20,000 British and German troops began landing at Gravesend Bay on August 22. About 4000 of the Americans were deployed well in front of the Brooklyn Heights fortifications to observe and delay the enemy’s progress.
These troop placements have been more severely criticized than any other military act of Washington’s career, since they exposed his army to the danger of being destroyed piece by piece. Howe, moving deliberately, made a surprise attack on the 4000 men in forward positions and hurled them back in headlong flight to Brooklyn Heights, with the loss of more than one-third of their number. Had Howe instantly followed through by throwing his whole force against the American lines on the heights, he would certainly have overwhelmed them, and Washington would have lost half his army. However, by not doing so, he gave Washington a chance to retrieve his original error, a chance Washington seized and exploited (see Long Island, Battle of).
During the next 24 hours, working desperately against time—for at any moment the British warships might block his line of retreat—Washington gathered all the barges, boats, and small craft he could and assigned men from Colonel Glover’s Massachusetts regiment to operate them. During the night of August 29, under Washington’s personal command and direction, the entire American force on Long Island, with all its stores, artillery, and equipment, was ferried across the East River to Manhattan without a single casualty.
B2 Retreat North
Thus Washington brilliantly redeemed his original error, and his later conduct of the war showed that he was fully capable of learning from experience. Never again did he offer battle to a British army under conditions that denied him full freedom of action to preserve his own army should the battle turn against him. Howe finally decided to occupy New York City on September 15. To avoid being outflanked, Washington fell back and fought delaying actions at Harlem Heights and then, in October, at White Plains (see White Plains, Battle of).
During the last two months of 1776, Washington was in constant retreat. He stationed a force under Major General Heath near West Point, New York, to guard the vital entrance to the highlands of New York state. He then withdrew across the Hudson into New Jersey and moved slowly southwestward to the Delaware River at Trenton. There he collected all available boats and crossed the river into Pennsylvania on December 8, just as the advance guard of the pursuing British column entered the town.
This was the darkest hour of the new American republic. Howe proclaimed complete victory. Congress shared his view and fled south from Philadelphia to Baltimore. Washington, with only a remnant of his army, some 3000 men, seemed already defeated and of no further account.
B3 Battle of Trenton
On December 13, 1776, Major General Charles Lee was captured in New Jersey by a British patrol. The command of his troops passed to Brigadier General John Sullivan, who immediately marched south to join Washington. This raised the commander’s total force to about 6000. Thus reinforced, Washington planned a victory that would electrify the entire country. The British had pulled back most of their troops to winter in New York City, leaving scattered garrisons of German mercenaries in New Jersey. These German troops were called Hessians because most of them were hired from the German state of Hessen-Kassel. The nearest of these Hessian garrisons to Washington’s camp was at Trenton and consisted of about 1200 men. Washington decided to capture this force and set the morning of December 26 for the attack. He was reasonably sure that lonely troops in a foreign land would have had much alcohol to drink to celebrate Christmas Day, and would still be groggy from the effects. This was a good time to surprise them.
On December 25, despite a raging storm, Washington led his small army of 2500 across the ice-clogged Delaware. The surprise was complete. The Hessians’ scattered attempts at resistance collapsed in minutes, and the garrison at the next post fled in haste on receiving the news. Washington was able to recross the Delaware with his prisoners and booty without interference. But he considered Trenton only a beginning because he now received fresh troops that doubled the size of his forces. These were Pennsylvania militiamen who had been induced to extend their enlistments after Washington pledged his own money to cover their pay. On December 29, with 5000 men, he again crossed the Delaware.
B4 Battle of Princeton
Washington’s objective now was to force the British to withdraw from New Jersey altogether and to station his army in a secure position in the hills near Morristown, New Jersey, on the flank of the British route to Philadelphia. Attacked at Trenton by a British force under General Charles Cornwallis, he withdrew during the night of January 2, 1777. He then circled around the British flank and, near Princeton, severely defeated three British regiments marching to reinforce Cornwallis. Washington then again eluded the main body of British troops and moved north to Morristown. By attacking Cornwallis’s supply lines, he forced the British to retreat to New York City. Thus the British were compelled to abandon all but a small corner of New Jersey to American control. See also Princeton, Battle of.
B5 Winter in Morristown
At Morristown, during the remainder of the winter, Washington’s chief concern was recruitment. Although recruits came in slowly, Washington had the satisfaction of knowing that they could now be fitted into the framework of a permanent army organization. The Continental Army was entirely Washington’s creation. He had overcome every obstacle, using the lessons of painful experience as skillfully against his opponents in Congress as against those on the battlefield.
B6 Capture of Philadelphia
Howe wasted the first six months of 1777 on feeble skirmishing in northern New Jersey. Washington met this with bold action. Then, in July, when British General John Burgoyne was deep in the wilderness of northern New York state and fully committed, Howe loaded 14,000 troops aboard ship and sailed for Philadelphia, leaving Burgoyne to face inevitable disaster.
B7 Brandywine
Washington could not expect to keep Howe out of Philadelphia, but for the sake of morale he would not give up the city without a fight. In a defensive battle at Brandywine Creek on September 11 a turning movement by Cornwallis rolled up Washington’s right flank, but American Major General Nathanael Greene’s division fought a stout rear-guard action to cover the withdrawal of the defeated units (see Brandywine, Battle of the). This spoke well for the improved quality of Washington’s Continental Army. Howe moved on to Philadelphia without any serious attempt to follow up his success.
B8 Germantown
On October 5, Washington made a surprise attack on the British at Germantown, west of Philadelphia, and gained initial successes that could not be maintained because of fog, confusing orders, and stout British resistance (see Germantown, Battle of). But Washington’s boldness in launching this attack so soon after his defeat at Brandywine Creek produced a favorable effect both at home and in France. The news of Brandywine and Germantown reached Paris in December and gave the French government ministers enough confidence in Washington to recommend to King Louis XVI that he sign a treaty of alliance with the United States. Soon afterward came news that Burgoyne had surrendered at the Battle of Saratoga, and the French king’s lingering doubts were overcome.
B9 Valley Forge
Howe’s army passed the winter in fairly comfortable quarters in Philadelphia. Washington’s army wintered under conditions of extreme privation at Valley Forge, Pennsylvania, where they could observe any move Howe made. It was during this winter that a coalition of Congress members and discontented officers tried to replace Washington with General Horatio Gates, in a scheme known as the Conway Cabal. However, the cabal’s end result was to establish Washington’s influence in the Continental Congress on a stronger foundation than before.
B10 Alliance With France
On May 1, 1778, Washington heard the news that transformed the nature of the war: A treaty of alliance had been signed between the United States and the king of France. Washington’s reaction was immediate: “If there is war between France and Britain, Philadelphia is an ineligible situation for the Army under Sir William Howe.” This remark is the first definite evidence of the idea taking form in Washington’s mind: to catch a British army in a situation where it could be hemmed in by a superior land force, with its escape or reinforcement by sea cut off. Washington did not know it, but blockading the British army in Philadelphia was exactly the enterprise that the French admiral the Comte d’Estaing, already at sea, had in mind. General Sir Henry Clinton, who took control of the British forces when Howe resigned that spring, was forewarned of the aim of the French fleet and withdrew his men and equipment to New York City. Washington ordered an attack on the retreating British at Monmouth, New Jersey, on June 28, 1778, but the attack failed because of the perfidy of General Charles Lee, who had been released and had resumed his command. Lee ordered his troops to retreat, an action that was revealed many years later as part of a plan of betrayal that he had agreed to with the British while they held him prisoner (see Monmouth, Battle of).
B11 Effects of the Campaign
A letter written by Washington contains a striking description of the military situation in the summer of 1778: “It is not a little pleasing ... to contemplate that after two years’ manoeuvring and undergoing the strangest vicissitudes ... both armies are brought back to the very place they set out from, and that the offending [British] army at the beginning is now reduced to the use of the spade and pickaxe for defense.”
Washington was aware of the negative effect produced in Britain by the utter collapse of British military efforts in America. His strategy became one of infinite patience, avoiding at all costs any serious disaster to his army, keeping the French firmly convinced of American reliability, and watching and planning to present the British with one more defeat comparable to Saratoga. Then the will of the British people to sustain the American war might well suffer a complete collapse.
C The War Moves South
During 1779, Washington strengthened the positions that held the main British army in New York City. He also sent a strong expedition to lay waste the land of the Iroquois, whose British-incited raids on the frontier had become intolerable. But there was little he could do to stem British successes in the south. Savannah, Georgia, was lost in 1778 and Charles Town (now Charleston), South Carolina, in 1779, and Cornwallis had 5000 troops in the South to “reduce the Carolinas to the King’s obedience.”
C1 Naval Superiority
In July 1779 a French force of 6000 under the Comte de Rochambeau arrived, escorted by a naval squadron under Admiral de Ternay. Washington’s note discussing future operations began with a most significant sentence: “In any operations and under all circumstances, a decisive naval superiority is to be considered as a fundamental principle ....” This superiority was finally attained for the siege of Yorktown more than a year later.
C2 Yorktown
The victory at Yorktown was one of Washington’s greatest triumphs. He had been forced to check his strong urge for a “vigorous offensive” until the second French fleet arrived. This happened in the late summer of 1781, and Washington with great energy coordinated a sea and land operation against Cornwallis’s force that trapped it in the city. With the British surrender on October 19, Washington obtained the victory he hoped would end the war. The following March the House of Commons, a chamber of Britain’s Parliament, declared its unwillingness to support the war in America.
C3 End of Hostilities
Washington’s judgment, patience, and soldierly fortitude had established the military foundation on which U.S. independence was to be erected. However, his duties as commander in chief were not yet ended. Although hostilities had virtually ceased by April 1782, Washington knew that the British king, George III, had yielded to the wishes of the House of Commons reluctantly. He was most anxious that there should be no visible relaxation of American vigilance while the peace negotiations dragged along their weary course. “There is nothing,” he wrote, “which will so soon produce a speedy and honorable peace, as a state of preparedness for war.”
Washington rejected, with anger and abhorrence, a suggestion, which had some support in the army, of establishing a monarchy with himself as king. In March 1783, with Congress still dawdling, anonymous letters appeared calling a meeting of officers. Washington promptly broke this up by calling a meeting on his own authority. He begged the officers to do nothing “that would tarnish the reputation of an army which is celebrated throughout Europe for its fortitude and patriotism.” His appeal averted what might have been serious trouble.
V RETURN HOME
Peace was officially proclaimed on April 19, 1783, but not until November 25, as the last British boats put off to the ships, did Washington’s troops enter New York City. On December 4, Washington took leave of his principal officers at Fraunces Tavern and departed at last for home and the peace and quiet of a planter’s life. He stopped at Annapolis, Maryland, where Congress was temporarily meeting, to take his leave of the civilian power he had always so meticulously obeyed and to surrender his commission as commander in chief. He reached Mount Vernon on Christmas Eve of 1783. There he hoped ardently, as he wrote in a letter at the time, to remain “a private citizen, under the shadow of my own vine and my own figtree [and] move gently down the stream of life, until I sleep with my fathers.”
At Mount Vernon, Washington found himself confronted by financial problems. After eight years of relative neglect, Mount Vernon needed much rebuilding and there was little capital to do it with. During the dark war years of 1778 to 1780, Washington had refused pay for his services and had unhesitatingly poured almost all of his private fortune into the purchase of loan certificates issued by Congress to finance the war. This paper was of dubious value, either then or later. But he made no complaint and firmly refused offers of a grant or other stipend from Congress.
A Ohio Valley Lands
Washington spent a busy summer in 1784 devoting himself to his farms, making improvements on his mansion, and entertaining countless visitors, some uninvited and unwelcome. Then in the fall he visited his lands in the Ohio River valley, where he held more than 12,000 hectares (30,000 acres). He found some of his property settled by squatters, who refused to move, and he could not reach his holdings near the mouth of the Kanawha River because of Native American unrest. On his return journey he looked over the terrain of the region where the Potomac River’s headwaters are nearest those of the Monongahela. This investigation reflected his interest in creating a system of canals and portages that would give access, through the mountains, to the broad Western lands.
B Potomac Company
At Mount Vernon again in October 1784, Washington became absorbed in this new project. A combination of waterways and roads connecting the Potomac with the Ohio valley would benefit the nation by hastening settlement of the western lands, increasing trade, and binding the settlers closer to the United States.
Washington asked the Virginia legislature to pass measures providing for a company managed jointly with Maryland to make the Potomac navigable. The legislature complied with Washington’s request and appointed him as Virginia’s representative in negotiations with Maryland. After conferences at Annapolis he had the satisfaction of seeing his proposal embodied in identical bills passed by the two state legislatures to create the Potomac Company, complete with an appropriation of money to get the plan under way.
Washington’s own careful preparation, and rough but effective surveys of the region of the headwaters, had played an important part in achieving this agreement in little more than three months.
C Fears for the Confederation
The two-state agreement had been necessary because, under the Articles of Confederation by which the United States was then governed, Congress could do nothing of much importance without the consent of the states affected. Washington was deeply troubled about the national government’s weakness and disunity. In 1785 he wrote: “The Confederation appears to me to be little more than a shadow without the substance.” Problems had arisen that the central government should have settled but could not: Rhode Island and Connecticut were not paying their taxes on imported goods. The British placed commercial sanctions against the United States and refused to remove their troops from forts along the northern frontier. This indicated to Washington that Britain hoped to force eventual resubmission of the 13 states to British authority.
The forts enabled the British to control the Great Lakes and thus threatened the hundreds of U.S. settlers north of the Ohio. Washington, who knew the western country better than most Americans of his day, realized that an increasing flood of settlers would be crossing the Appalachian Mountains to seek new opportunities. Unless the U.S. government gave the settlers protection and provided a ready access to markets on the Atlantic seaboard, they might eventually seek protection and markets from the British. Without a strong central government and assured revenues, the United States could do none of these things.
C1 Mount Vernon Conference
The Potomac Company laws were immediately followed by an agreement between Virginia and Maryland assuring freedom of navigation on the Potomac River and Chesapeake Bay on a basis of complete equality. The commissioners who met at Alexandria, Virginia, to draft the details of this pact were greeted by Washington and invited to adjourn to the quiet comfort of Mount Vernon. There, in March 1785, they signed the agreement. It included, apparently at Washington’s suggestion, a provision for annual consultations between representatives of the two legislatures to deal with commercial questions.
This provision was the seed from which the Constitutional Convention grew. In the Maryland legislature, ratification of the Mount Vernon Conference agreements resulted in a suggestion that Pennsylvania and Delaware be invited to the next annual conference to widen the program of development. When this idea reached Richmond, Virginia, state legislator James Madison suggested a meeting of all the states. An invitation was accordingly sent by the Virginia legislature to all the other states suggesting an early meeting to consider the trade of the United States, and “how far a uniform system in their commercial regulation may be necessary for their common interest and their permanent harmony; and to report to the several States such an act relative to this great object as ... will enable the United States in Congress effectually to provide for the same.”
C2 Annapolis Convention
The meeting convened in Annapolis in September 1786. Although all the states had accepted the invitation, only five sent delegates. However, among the 14 delegates who came to Annapolis were 2 to whom Washington had fully opened his mind. These were Madison and Alexander Hamilton, Washington’s trusted wartime aide. The delegates at Annapolis sent out a summons for a convention to meet in Philadelphia in May 1787 to consider measures “to render the constitution of the federal government adequate to the exigencies of the Union.”
C3 Shays’ Rebellion
Washington was shocked over news of Shays’ Rebellion, an insurrection led by debt-ridden farmers against the government of Massachusetts in 1786. A letter from his old comrade Henry Knox, now secretary of war, indicated that the federal government was almost helpless to deal with the insurrection. Washington wrote to Madison at Richmond urging that Virginia make haste to set a good example in seeking a stronger central government. “Without some alteration in our political creed, the superstructure we have been seven years raising at the expense of so much blood and treasure, must fall. We are fast verging to anarchy and confusion.”
D Constitutional Convention
The Virginia legislature answered this appeal swiftly. Virginia would set an example. Its delegates would go to Philadelphia instructed to seek “a general revision of the federal system,” and the legislature unanimously chose Washington to lead the delegation. Washington was bitterly reluctant to be dragged from his long-sought retirement, but now many who had his friendship and respect appealed to their old commander in chief to lead them again.
At Philadelphia, Washington was elected president of the convention. In the weary days of labor and successive crises that followed, he made little public contribution to the debates. He kept scrupulously to the impartiality he believed was the duty of the presiding officer. Off the floor, however, it was otherwise. His deep concern for the future of the nation was somehow conveyed not only to his fellow delegates, but to the country at large. “To please all is impossible,” Washington wrote, “and to attempt it would be vain”; and to New York delegate Gouverneur Morris he said, “If, to please the people, we offer what we ourselves disapprove, how can we afterwards defend our work? Let us raise a standard to which the wise and the honest can repair. The event is in the hands of God.” On September 17, 1787, the convention’s work was done. The completed Constitution of the United States received the formal signatures of the delegates, and the convention adjourned.
E Fight for Ratification
The next day Washington started for home, bent once more on quiet withdrawal from the turmoil of public life, but already disturbed by suggestions that he and only he could fill the new office that the Constitution, when ratified, would create; that of president of the United States.
Ratification by nine states was required before the new government could be organized, and Washington, whatever his qualms about the presidency, threw himself with vigor into the struggle. He was convinced that the Constitution was the best that could be hoped for at the time, and his anger was roused by those, especially in his own Virginia, who wanted to call a new convention and start all over again. He was startled to find, from many sources, that the most appealing argument in favor of the Constitution was simply that George Washington had signed and approved it. To Washington himself the issue was simple. The choice lay between ratification of the proposals of the convention, or “a continued drift toward ruin.” He hammered home this point at every opportunity. Through the spring and early summer of 1788 the struggle dragged on in 13 state capitals. In June the great decision became final when New Hampshire produced the ninth and decisive ratification of the Constitution.
VI PRESIDENT OF THE UNITED STATES
A Election of 1789
Under the terms of the Constitution, the formal election for president was done by electors, who were collectively called the Electoral College. Each elector was to vote for the two persons he considered most qualified; the winner would be the president, and the runner-up would be the vice president. The electors themselves were chosen January 7, 1789, by the direct vote of the people in some states, and by the legislature in other states. The electors met in each state on February 4 and unanimously voted for George Washington, who thereby became president. Their second choice, far from unanimous, was John Adams of Massachusetts. This pleased Washington because he had feared that the vice presidency might go to Governor George Clinton of New York, who favored drastic amendment of the Constitution. Washington, considering these amendments dangerous, had allowed word to go out that votes for Adams would be agreeable to him because he considered Adams to be a “safe man” and a strong supporter of the Constitution. Also, Washington still had a lingering hope that, after getting the new government well started, he might resign from office and hasten home to Mount Vernon. He could not reconcile this hope with his conscience unless a man he considered safe was next in line of succession.
“My movements to the chair of government,” he wrote to Henry Knox, “will be accompanied by feelings not unlike those of a culprit who is going to the place of execution .... I am sensible that I am embarking the voice of the people and a good name of my own on this voyage; but what returns will be made for them, Heaven alone can foretell.” Washington’s state of mind was probably not improved by the embarrassing fact that he had to borrow $600 from a wealthy neighbor to pay a few pressing debts and meet the expenses of his removal to New York City, where the seat of government was still provisionally maintained.
In mid-April Congress sent Washington official notice of his election as president. His journey northward was one continuous triumphant progress. On April 30, 1789, Washington took the oath of office on the portico of Federal Hall, on Wall Street, New York City, in the presence of Vice President Adams, both houses of the newly organized Congress of the United States, and an enormous throng of cheering townsfolk. Immediately thereafter he delivered his inaugural address to Congress, a short and modest effort that contained only one specific political suggestion. He suggested that, while Congress must decide how far it would go in proposing amendments to the Constitution, its members “would carefully avoid every alteration which might endanger the benefits of an united and effective government, or which ought to await the future lessons of experience.”
B Constitutional Amendments
Washington knew that there was a widespread wish to add a Bill of Rights to the original Constitution, specifying in plain words the inalienable rights of individual citizens, and this he approved. But he also knew that an attempt might be made to bring forward amendments eliminating the clauses that gave Congress power to levy taxes, including customs duties on imports, and to regulate commerce with foreign nations and among the states. These provisions had been hotly debated in the convention, and although adopted, were bitterly disliked by such powerful political figures as Clinton and Virginia statesman Patrick Henry. To Washington, however, they provided the means of regaining fiscal stability and restoring the national credit, and were therefore indispensable.
Feeling as strongly as he did on these points, it is significant that Washington should have used such restraint in letting Congress know of his sentiments. He held himself in check because he was resolved above all else not to overstep the limits of his branch of government, the executive, as established by the Constitution. He scrupulously respected the independence of the legislative and judicial branches of government. He was especially anxious to set no precedents that would start a dangerous trend toward monarchy or any form of dictatorship, but at the same time he was determined to be a strong president, not merely a figurehead.
If Washington entered on his first days as president with anything like a basic political philosophy, it perhaps was developed from his dealings with Congress during the war. He learned to keep a balance between the views and interests of the propertied class, naturally conservative in its tendencies, and the more liberal outlook of the farmers and artisans who made up the bulk of the population. His own background, both political and economic, inclined him to the conservative viewpoint. He was aware of this tendency and tried to give recognition to more liberal points of view as he set about organizing the executive branch.
C First Session of Congress
Under the Constitution, Congress moved slowly at first, with long debates on most subjects and a tendency to be jealous of its prerogatives. But a satisfactory tariff (tax on imports) bill, promising to provide the government with an adequate source of revenue, came to Washington for signature in June. Congress also called on the executive branch to submit to the next session a plan for disposing of the national debt. The controversial decision on the location of the permanent seat of government was also postponed to the next session, and ten constitutional amendments, to be known as the Bill of Rights, were approved for consideration by the states. None of these was objectionable to the president. By September, as the session was drawing to a close, bills had been passed establishing the three executive departments represented in the president’s Cabinet: State, Treasury, and War. Provision was also made for a federal judiciary comprising a Supreme Court of one chief justice and five associate justices, and 13 district courts. An attorney general was to be the government’s principal law officer. Here were Washington’s first really important appointments, and he chose with care. Typically, although he had some preliminary discussions and had his mind pretty well made up, he made no specific offer until the offices legally existed.
D Cabinet
For his immediate circle of advisers, Washington sought to maintain a balance between liberals and conservatives. The Cabinet members, who were the heads of their departments, were called secretaries. As secretary of the treasury he chose Alexander Hamilton, whose views on government finance Washington fully approved. As secretary of war his unhesitating choice was his faithful friend Henry Knox, who had held that appointment under the Confederation. Both these men had conservative views: For liberal balance, Washington offered the post of attorney general to Edmund Randolph of Virginia. Randolph, a lawyer of high repute, had performed brilliantly as one of the leaders in the Constitutional Convention, but refused to sign the finished document because he thought it “insufficiently republican” in tenor. Later, however, he supported ratification. The remaining choice, that of secretary of state, troubled Washington. He knew that another well-tried friend, John Jay of New York, who had handled foreign affairs under the old government, wanted, and expected to be asked, to continue in that task. However, the wealthy Jay would have overbalanced Washington’s advisers to the conservative side, with resultant criticism and difficulties. To resolve the dilemma, Washington nominated Jay as chief justice of the Supreme Court and left the State Department post vacant for the time being. He was awaiting the return home of his fellow Virginian Thomas Jefferson, who was at that time U.S. diplomatic representative to France.
Although Washington did not know Jefferson intimately, Jefferson’s fame as the drafter of the Declaration of Independence had given him national prestige. More importantly, Washington foresaw U.S. foreign policy as based on continued French support against the British, and Jefferson’s five years in Paris provided the right background for guiding such a policy. Also, it was well known that Jefferson had pronounced liberal leanings in domestic affairs. Thus, the political equilibrium of the executive branch would be maintained.
E Foreign Policy Precedents
The first session of the 1789 Congress saw two important foreign policy precedents established by President Washington. He had thought of his constitutional power to negotiate treaties “with the advice and consent of the Senate [the upper house of Congress]” as perhaps requiring him to appear personally before the Senate to seek such advice before starting to negotiate a treaty. He tried this procedure once, in connection with a proposed treaty with the Creek nation. But the senators argued over every little detail, and Washington went away muttering that he would never try this again. He concluded instead that it was better for the chief executive to carry through the delicate process of treaty negotiation first, and then submit the finished product for the Senate’s advice and consent. This procedure has been followed ever since.
Also, Washington initiated the convenient practice of using nonpermanent executive agents, who did not require confirmation by the Senate, in the conduct of informal or preliminary negotiations with foreign powers. In the first use of this method, Washington requested Gouverneur Morris, then traveling in Europe, to sound out the view of the British ministry regarding a commercial treaty with the United States.
F Social Routine
While Congress was in recess in the fall of 1789, Washington made arrangements to move to a larger house, which was made ready by the following February. The details of his social routine were by this time fairly well established. He received visitors only by appointment except at two receptions each week for those who desired merely to pay their respects. He made no visits himself. Mrs. Washington held a weekly reception of her own, at which the president usually appeared for a time.
There was some objection to the ceremony the president thought appropriate to his office. His use of six cream-colored horses to draw his carriage on occasions of ceremony, the servants in his hall with powdered hair, and his elaborate dinners were all criticized as exhibiting monarchical tendencies. For the support of his establishment the president had a salary fixed by Congress at $25,000 a year. Determined to make no profit from public service, Washington saw to it that expenses slightly exceeded this sum.
G National Finances
When Congress reconvened in January 1790, by far the most important business was the financial plan submitted by Secretary of the Treasury Hamilton. It called for the paying of arrears in interest on the national debt and the funding of the principal. It also proposed the assumption by the national government of the war debts of the individual states. Payment of the foreign debt was to be supported by negotiating new loans abroad at lower interest rates. Revenue from higher tariffs on some items and an excise tax on spirits distilled in the United States would meet the interest on the domestic debt.
H Illness
In the spring of 1790, Washington was felled by a severe cold and then by influenza. For several days it was thought that he could not live. The illness and the anxiety it caused throughout the country underlined Washington’s importance to the new nation. Abigail Adams, wife of the vice president, wrote: “It appears to me that the union of the states and consequently the permanency of the government depend under Providence upon his life. At this early day when neither our finances are arranged nor our government sufficiently cemented to promise duration, his death would ... have ... the most disastrous consequences.”
I Logrolling
At the time of Washington’s illness the question of the location of the permanent seat of government arose again and became entangled with the debate over Hamilton’s proposed financial legislation. The result was perhaps the first example in congressional history of the practice of logrolling. This expression came from the frontier and originally referred to the help that settlers gave each other in building their log cabins. Jefferson helped Hamilton by lending support to Hamilton’s financial proposals, and Hamilton in turn supported Jefferson’s efforts to locate the seat of government on the Potomac River.
The seat-of-government proposal was passed in July 1790. Philadelphia was to serve as the capital until 1800, when a federal district on the Potomac would be established. The finance bill, a simplified form of Hamilton’s original draft, but embodying its essential features except for the excise tax on whiskey, came to Washington for signature on August 2. Washington was pleased with both accomplishments and with the teamwork developed by his Cabinet members on these issues.
J Rigid or Flexible Constitution
This harmony, however, was to prove short-lived. Hamilton, requested by Congress to report to the next session any further action necessary to establish the public credit, had his next step well in mind. In December 1790 he submitted a proposal for the chartering of a national bank with a capital stock of $10 million. A dispute immediately arose over whether Congress had the power to charter a bank. The text of the Constitution did not say so explicitly, and argument was heated. Along with the bank proposal, Hamilton asked again for an excise tax on distilled spirits, the production of which was rising rapidly. The bank bill won final passage in February 1791, amid protests by opponents that it was unconstitutional. With the bill presented to him for signature, Washington now had to decide the question. He consulted his advisers, and this time Jefferson and Hamilton locked horns.
Jefferson asserted that the bank bill was unconstitutional because the Constitution nowhere vested Congress in plain words with power to charter a bank. Hamilton’s opposing view was vigorously expressed: The Constitution did give Congress wide powers in such matters as taxation, payment of the public debt, coining of money, and regulation of commerce. To Hamilton a national bank was essential for the effective exercise of these powers.
Here for the first time was at issue the great question of rigid versus flexible interpretation of the Constitution that has been the subject of heated partisan dispute through much of the life of the United States. Washington set down nothing in writing on this point, but he had frequently made clear his unshakable belief that a strong central government was essential to the survival of the United States. A strong government required reasonable freedom of action because unexpected situations were certain to arise. Washington signed the bill in February 1791, creating the first Bank of the United States. The excise bill was passed on March 1 and also approved.
K Foreign Relations
The French Revolution, which had begun in 1789, soon brought on the general European conflict known as the French Revolutionary Wars. American sentiments were deeply divided. The Hamiltonians generally supported Britain while the Jeffersonians sided with America’s ally, France. In North America not only were the British constantly at work stirring up trouble and distributing arms to Native Americans on the northwestern frontier, but their allies, the Spanish governors at New Orleans, kept close contact with the southwestern Native American peoples and intrigued with various American adventurers who dreamed of wilderness empires.
Washington realized that the United States was still too weak to risk war if it could honorably be avoided. “The public welfare and safety,” he declared, “enjoin a conduct of circumspection, moderation and forebearance.” Most Americans resented British hostility. Washington hoped for eventual conciliation with Spain, expansion of trade with the Spanish West Indies, and free navigation of the Mississippi River.
France was a special case. By the wartime treaty of 1778, France and the United States were allies. But France was now in the throes of revolution, and its future was uncertain. Moreover, by 1792, the excesses of the revolutionary party in France seemed likely to result in war between France and Britain. For Washington this situation was complicated by strong partisan enthusiasm among many Americans for the cause of the French Revolution.
L Growth of Faction
On Washington’s 60th birthday, which was marked by nationwide celebrations, he seems to have hoped that he was about to enter on his last year in public office. He sought to persuade himself that the deepening differences between his two principal advisers, Jefferson and Hamilton, did not imply personal animosity, though he had to admit that these differences were fundamental, representing basically differing philosophies of government. This realization troubled Washington all the more because in his own concept of federal government public servants should work in amity for the public good, whether in the executive branch or in Congress. He regarded partisan contests, which he called faction, with horror. However, during 1792, Washington became convinced that faction was becoming an established element of American political life and that his two chief advisers had to be regarded as rival leaders whose political differences could not be reconciled. The Hamiltonians evolved into the Federalist Party, and the Jeffersonians organized what was to become the Democratic-Republican Party.
M Reelection
As the 1792 election drew near, the President’s advisers were unanimous in their opinion that the times were too perilous for the nation to risk a transfer of the executive power to a new president. Washington must be president for a second term. About this time an event occurred that caused him to agree. He vetoed a plan to reapportion seats in the House of Representatives because, he believed, it was unconstitutional. It favored the Northern states over the Southern and, although Washington carefully avoided any mention of this in listing his objections, a congressional uproar resulted that was divided along sectional lines. Washington told Jefferson that he was anxious over this growing tendency of the North and South to part ways on political matters. He expressed fear that this might eventually bring about the dissolution of the Union. Jefferson’s answer was firm: “North and South will hang together if they have you to hang on.” Washington saw himself as an impartial administrator whose enormous personal popularity could be used to channel sectional feeling into a trust in the federal government. Therefore he could not allow himself to do what he most wanted to do: publish a farewell address and retire from public life. Instead he said nothing on the subject, with the inevitable result that he was again the unanimous choice of the electors in the 1792 presidential election. Adams was again elected vice president.
VII SECOND TERM AS PRESIDENT
A French Revolutionary Wars
On March 4, 1793, in a brief ceremony, Washington was inaugurated for his second term of office. Just two weeks after the inauguration, news reached Philadelphia of the execution in France of King Louis XVI. Two weeks later came the word that Washington had feared: Revolutionary France had declared war on Britain, Spain, and the Netherlands.
Already the president had indicated the course he desired to take by asking both Jefferson and Hamilton for suggestions on how to maintain a strict neutrality and to prevent “the citizens from embroiling us with either France or England.” He propounded specific questions: Should he issue a proclamation of neutrality? Should the treaties of 1778, concluded with Louis XVI, be renounced or suspended? Should he receive Citizen Genêt, the newly appointed diplomat from the French republic? See Genêt, Edmond Charles Édouard.
As Washington must have foreseen, his advisers did not agree. The result was uneasy compromise. American neutrality was proclaimed in a document that did not actually use the word. The new diplomat would be received. The treaties stood, but they should be cautiously interpreted. A storm of criticism beset these decisions from every quarter.
A1 Citizen Genêt
Genêt did not add to Washington’s peace of mind. After landing at Charleston, South Carolina, he commissioned some privateers and set up a French court of admiralty to dispose of British prizes. These proceedings enraged Washington and brought furious protests from the British diplomatic representative. Genêt arrived in Philadelphia as a celebrity. He was soon busy organizing groups called democratic societies, which he cheerfully described as a means of appealing to the people of the United States against the “unfriendly” attitude of their president.
Probably nothing in his public life aroused Washington’s opposition more than these societies, the aim of which, he said flatly, was “nothing less than subversion of the Government of these States.”He treated Genêt with icy courtesy during three months of Genêt’s mounting insolence and effrontery. When Genêt, against specific prohibition, sent an armed French privateer to sea from the port of Philadelphia, Washington demanded that the French government recall the diplomat to France. This was done; but Washington, fearing that Genêt would be executed by his own government on returning home, let him stay in the United States as a private citizen.
A2 Violation of Neutral Rights
In late August 1793 a dispatch arrived from the American diplomat in London, Thomas Pinckney. It informed Washington of a British order in council of June 8, 1793, that directed British warships to seize cargoes of grain or flour bound for France in neutral ships. This was, from the British viewpoint, a perfectly logical act. To Americans, however, the British order was an outrageous invasion of neutral rights. When the news spread, angry mobs demonstrated near Washington’s house in Philadelphia. However, these riots ended with the sudden outbreak of yellow fever in the city. Washington took a house in Germantown for his temporary use and carefully considered whether he had the constitutional right to ask Congress to meet in any place other than that appointed by law.
A3 Jefferson Retires
The last days of 1793 brought the end of Jefferson’s service as secretary of state. His desire to retire from public life could no longer be denied. He was succeeded by Edmund Randolph, who had developed into Washington’s closest adviser after the breach between Jefferson and Hamilton became complete. William Bradford, a Pennsylvanian, took over Randolph’s post as attorney general.
A4 Threat of War
In the spring of 1794 the danger of war with Britain increased. British warships were seizing all neutral vessels trading with the French West Indies, and Washington approved a 30-day embargo on all sailings from U.S. ports to avoid further encounters. However, a report soon came that the British government had rescinded the order affecting trade with the French West Indies. This dangerous situation had produced one desirable result: Congress agreed to authorize the construction of six frigates. These were the first additions to the navy since the revolution.
Tensions still ran high, and a constructive effort to preserve the peace seemed urgent. Washington resolved to send a special envoy to London to try to find some basis of agreement with the British ministers. His choice fell on Chief Justice John Jay. There were immediate protests from Jeffersonians, and Secretary of State Randolph insisted that Jay should not be empowered to negotiate a commercial treaty. Washington stood firm and left Jay free to use his own judgment, though he himself seems to have laid strong emphasis on securing British agreement to evacuate the northern frontier posts.
Jay sailed from New York on May 12, 1794. A week later came news that the British commander at Detroit, one of the posts in question, had sent troops to erect a fort on the Maumee River in northwestern Ohio. Farther south, the frontier difficulties followed familiar patterns: Kentuckians were clashing with the Spaniards in the Mississippi River Valley, and Georgian squatters were pushing ever deeper into territory that by treaty belonged to the Creek.
B Whiskey Rebellion
Bad news also came from western Pennsylvania, where three of Genêt’s democratic societies had become focal points of rebellion over the excise tax on whiskey. Officers collecting the tax met with increasing resistance. The house of the district inspector of excise was burned, and gatherings of armed people took place. Washington could not “suffer the laws to be trampled upon with impunity, for there is an end to representative government.” He saw the threat of western uprising as “the first formidable fruit of the democratic societies.” Governor Thomas Mifflin of Pennsylvania reported that the state could not muster enough militia to suppress the rebellion. Washington therefore summoned the militias of New Jersey, Maryland, and Virginia, providing a total force of some 15,000. When these troops moved into the affected area, resistance immediately collapsed. The Whiskey Rebellion was over by the end of November.
C Fallen Timbers
Meanwhile, Washington was cheered by the news that Major General Anthony Wayne won a decisive victory over a coalition of northwestern Native American peoples at the Battle of Fallen Timbers, near the present site of Toledo, Ohio, on August 20, 1794. This battle and the systematic devastation of their fields and villages that followed broke the power of these nations for a generation.
D Jay’s Treaty
As Congress adjourned in March 1795, Washington was still anxiously awaiting word from Jay. Unofficial word from ship captains and travelers indicated that a treaty with Britain had been negotiated. Speculation in Jeffersonian newspapers about the terms of the treaty proclaimed it a sellout of U.S. interests. When Washington received the text of Jay’s Treaty, together with Jay’s bleak statement that “to do more was not possible,” he realized that the treaty would be exceedingly unpopular. Viewed in terms of meeting U.S. hopes, its only real accomplishment was a firm promise to evacuate the northwestern forts by June 1, 1796. But, in Washington’s view, the treaty accomplished his basic purpose in sending Jay to Britain. It provided solid insurance against a disastrous war with Britain if only the Senate could be induced to ratify it. Its concessions to British maritime policy were heavy, but, with Wayne’s victory, the treaty consolidated the U.S. hold on the great Northwest Territory. Improved relations with the world’s greatest sea power in turn provided assurance of American commercial prosperity and preservation of Hamilton’s structure of national credit.
On June 8, 1795, Washington called the Senate into special session to consider the treaty. After 16 days of fierce debate behind closed doors, the treaty was approved by a vote of 20 to 10, exactly the two-thirds majority needed. Meanwhile the country was swept by a violent outburst against the treaty as its provisions became known.
E Randolph’s Apparent Betrayal
But all of this was unimportant compared to the terrible blow that now befell Washington. It came without warning, on his return to Philadelphia from a brief visit to Mount Vernon. He was confronted by Secretary of War Timothy Pickering and Secretary of the Treasury Oliver Wolcott, Jr., with what seemed irrefutable proof that Secretary of State Randolph, his lifelong friend, had been secretly seeking money from the French diplomat Joseph Fauchet in return for using his influence against Jay’s Treaty.
Washington decided that he must sign the treaty at once, before bringing Randolph’s guilt or innocence under examination. He signed it on August 18, 1795, against Randolph’s strong objections. The next day he presented Randolph with the evidence against him in the presence of Pickering and Wolcott. Randolph resigned, angrily proclaiming his innocence.
Later that year Fauchet found out why Randolph had left. He protested that Randolph had done nothing dishonest and that his report to his government, from which the suspicion of betrayal had come, had been misunderstood. But this was not enough to remove the cloud of suspicion, and Randolph never again held federal office. He returned to his successful law practice and continued to be a leading figure in Virginia. His name was not completely cleared until after his death in 1813.
F Treaty With Spain
On February 22, 1796, Washington received the Treaty of San Lorenzo, concluded with Spain by Thomas Pinckney the previous October. By the terms of this document the Spanish government granted U.S. citizens unrestricted use of the Mississippi River “in its whole breadth, from the source to the ocean,” with a privilege of tax-free export of goods through the port of New Orleans. Spain also made a satisfactory agreement on the boundaries of West Florida and promised to discourage Native American raids on the frontier. This complete reversal for Spanish policy was a diplomatic triumph. Delivered to the Senate on February 26, it was approved by unanimous vote on March 3.
G Treaty With Algiers
Washington was less happy over the conclusion of a treaty with the dey of Algiers. Algiers was one of the Barbary states, which had practiced piracy against ships on the Mediterranean Sea for nearly 300 years. The dey had held ten captured American sailors for ransom since 1785. The treaty accomplished the release of American captives and bound the dey to cease attacks on American shipping in the Mediterranean. However, it subjected the United States to the humiliation of paying a ransom of $800,000 for the prisoners and an annual tribute of $24,000 as the price of continued security against piracy. When some in Congress saw in this an excuse for suspending work on four of the six new frigates, Washington declared grimly that he regarded the paying of bribes to pirates as a national degradation that could only be removed by sufficient naval armament.
H Northwestern Treaty
Still another treaty that was ready for submission to the Senate was the one concluded by General Wayne with the Shawnee, Miami, and other Native American peoples of the northwest. In it the tribes gave up their long-maintained claim to the Ohio River as their eastern boundary and opened vast areas of Ohio and southern Indiana to white settlers.
I Congressional Intervention
As Jay’s Treaty approached its last congressional hurdle, the appropriation of the necessary funds for its implementation, the Jeffersonian majority demanded that Washington submit to the House of Representatives (Congress’s lower chamber) copies of Jay’s instructions and all related correspondence. To avoid setting a precedent, Washington replied, “It is perfectly clear to my understanding that the assent of the House of Representatives is not necessary to the validity of a treaty .... A just regard to the Constitution and to the duty of my Office ... forbids a compliance with your request.”
Debate on the appropriations dragged on until April 29. On that day the question was voted on by the House sitting as the committee of the whole, with the result a tie, 49 to 49. The deciding vote of the chairman, Frederick Muhlenberg, himself a Jeffersonian, carried the measure.
J Farewell Address
Although Washington did not announce it publicly until September 1796, he was determined that under no conditions would he allow his name to be put forward for a third term. He had guided his country for eight years, averted the danger of a ruinous war, opened the economic gateways of the West, and established precedents that would prove true bulwarks of the Constitution. It was time for the transfer of power, by constitutional means, to other hands.
Washington embodied the reasons for his decision not to run again, together with much thoughtful advice to his fellow citizens, in his famous Farewell Address. Parts of the address were written by Hamilton and Madison, and there is no doubt that both were of great help to the president in preparing it. But in its final form it represents the thoughts and character of George Washington.

... it is of infinite moment that you should properly estimate the immense value of your national union to your collective and individual happiness .... The name of American, which belongs to you in our national capacity, must always exalt the just pride of patriotism more than any appellation derived from local discriminations .... The very idea of the power and the right of the people to establish government presupposes the duty of every individual to obey the established government .... Let me ... warn you in the most solemn manner against the baneful effects of the spirit of party generally .... A fire not to be quenched, it demands a uniform vigilance to prevent its bursting into a flame, lest, instead of warming, it should consume ....
Of all the dispositions and habits which lead to political prosperity, religion and morality are indispensable supports .... Promote, then, as an object of primary importance, institutions for the general diffusion of knowledge. In proportion as the structure of a government gives force to public opinion, it is essential that public opinion should be enlightened. As a very important source of strength and security, cherish public credit .... Observe good faith and justice toward all nations. Cultivate peace and harmony with all ....
The nation which indulges toward another an habitual hatred or an habitual fondness is in some degree a slave .... The great rule of conduct for us in regard to foreign nations, is, in extending our commercial relations to have with them as little political connection as possible ....
VIII LAST YEARS
Washington attended the inauguration of President John Adams on March 4, 1797, and left Philadelphia two days later for Mount Vernon. There he wrote to an old friend that he did not intend to allow the political turmoil of the country to disturb his ease. “I shall view things,” he said, “in the light of mild philosophy.”
But he did not always adhere to this resolve. He strongly opposed the Kentucky and Virginia Resolutions of 1798, which were an attempt to limit federal powers in line with Jefferson’s beliefs. These resolutions seemed to Washington a formula for the dissolution of the Union. In that year also, he accepted the nominal command of the army should the undeclared hostility with France develop into open war. The last journeys of his life, in 1799, were to the army camp at Harpers Ferry, Virginia (now West Virginia), and to Philadelphia to consult on army matters.
Early on the morning of December 14, 1799, Washington awoke with an inflamed throat. His condition rapidly worsened. He was further weakened by medical treatment that included frequent blood-letting. He faced death calmly, as “the debt which we all must pay,” and died at 11:30 that night.
In the national mourning that followed, many tributes were paid to Washington. President Adams called him “the most illustrious and beloved person which this country ever produced.” Adams later added: “His example is now complete, and it will teach wisdom and virtue to magistrates, citizens, and men, not only in the present age but in future generations as long as our history shall be read.”